TY on NYSE

TRI-CONTINENTAL Corp

Corporation registered in the United States, active since 1929.

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Last updated Oct 18, 2026.

Overview

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TickerTY on NYSE
HeadquartersLutherville Timonium, United States
Incorporated inMD²
Business address290 Congress Street, Boston, Ma 02210²

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Leadership

Who has led TRI-CONTINENTAL Corp, and when. Pick a name to see everywhere that person has worked.

President

2010201520202025

PresidentChristopher O. Petersen Nov 19, 2020 to Nov 19, 2020³
PresidentPatrick T. Bannigan Nov 17, 2008 to Nov 17, 2008⁴

Board members and other officers (45)

VP and Assistant SecretaryJoseph D'Alessandro Feb 3, 2026 to now⁵
Vice PresidentVictoria K. Bender Feb 4, 2026 to now⁶
Vice PresidentChristie M. Wiley Apr 1, 2026 to now⁷
(title in explanation below)Charles H. Chiesa Jul 1, 2024 to Jul 1, 2024⁸
Vice PresidentVeronica A. Seaman Oct 8, 2024 to Oct 8, 2024⁹
Treasurer of IssuerJoseph Beranek Feb 5, 2019 to Feb 5, 2019¹⁰
Vice PresidentGeralynn A. Kephart-Strong Jan 9, 2015 to Jan 9, 2015¹¹
Vice President and SecretaryRyan Collins Larrenaga Jan 9, 2015 to now¹²
CCO of IssuerThomas P. McGuire Mar 23, 2012 to Mar 23, 2012¹³
Vice PresidentStephen T. Welsh Mar 29, 2012 to Mar 5, 2014¹⁴
Vice President and SecretaryChristopher O. Petersen Apr 22, 2011 to now¹⁵
VP and CAO of IssuerJoseph F. Dimaria Apr 22, 2011 to Apr 22, 2011¹⁶
VP and Assistant SecretaryMichael E. Defao Apr 22, 2011 to Apr 22, 2011¹⁷
Treasurer of IssuerMichael G. Clarke Apr 22, 2011 to Apr 22, 2011¹⁸
VP and Assistant SecretaryPaul B. Goucher Apr 22, 2011 to Apr 22, 2011¹⁹
VP and Assistant TreasurerPaul D. Pearson Apr 22, 2011 to Apr 22, 2011²⁰
Vice President of IssuerAmy K. Johnson Nov 17, 2008 to Nov 17, 2008²¹
Assistant Treasurer of IssuerJeffrey P. Fox Nov 17, 2008 to Nov 17, 2008²²
Vice PresidentMichelle M. Keeley Nov 17, 2008 to Nov 17, 2008²³
VP, GC and Secretary of IssuerScott R. Plummer Nov 17, 2008 to Nov 17, 2008²⁴
Vice PresidentWilliam F. Truscott Nov 17, 2008 to Nov 19, 2024²⁵
Corp.Sect.Issuer/Mg.Dtr AdvisFrank J. Nasta Nov 29, 2006 to Nov 29, 2006²⁶
Board memberNancy Therese Lukitsh Jan 2, 2026 to now²⁷
Board memberDavid M. Moffett Jan 2, 2024 to Jan 2, 2024²⁸
Board memberJanet Carrig Jan 4, 2023 to Jan 18, 2024²⁹
Board memberDouglas A. Hacker Jan 4, 2022 to Jan 4, 2022³⁰
Board memberBrian J. Gallagher Jan 6, 2020 to Jan 6, 2020³¹
Board memberSandra Yeager Jun 15, 2020 to Jun 15, 2020³²
Board memberAnthony M. Santomero Apr 17, 2019 to Apr 17, 2019³³
Board memberEdward J. Boudreau Jr. Jan 5, 2018 to Jan 5, 2018³⁴
Board memberGeorge S. Batejan Jan 5, 2018 to Jan 5, 2018³⁵
Board memberMinor M. Shaw Apr 21, 2016 to Apr 21, 2016³⁶
Board memberWilliam P. Carmichael Jan 6, 2014 to Jan 6, 2014³⁷
Board memberAlison Taunton Rigby Nov 17, 2008 to Nov 17, 2008³⁸
Board memberAnne Patricia Jones Nov 17, 2008 to Nov 17, 2008³⁹
Board memberArne H. Carlson Nov 17, 2008 to Nov 17, 2008⁴⁰
Board memberJeffrey Laikind Nov 17, 2008 to Nov 17, 2008⁴¹
Board memberKathleen Blatz Nov 17, 2008 to Nov 17, 2008⁴²
Board memberPamela G. Carlton Nov 17, 2008 to now⁴³
Board memberStephen R. Lewis Jr. Nov 17, 2008 to Nov 17, 2008⁴⁴
Board memberWilliam F. Truscott Nov 17, 2008 to Mar 2, 2010²⁵
Board memberMaureen Fonseca Aug 1, 2007 to Aug 1, 2007⁴⁵
Board memberFrank A. McPherson Oct 12, 2006 to Feb 1, 2008⁴⁶
Board memberLeroy C. Richie Oct 20, 2006 to Oct 13, 2009⁴⁷
Board memberJohn F. Maher Dec 18, 2006 to Dec 18, 2006⁴⁸

Former names

TRI CONTINENTAL CORPMar 2, 1994 to Jun 18, 2003²

Timeline

Jan 4, 1929Founded TRI-CONTINENTAL Corp is founded⁴⁹

Filings

109 filings to the SEC since October 2021: 30 major events, 23 insider forms, 56 other. The latest 20:

Sep 28, 2026424B3 EDGAR
Sep 4, 2026N-CSRS EDGAR
Sep 4, 20268-K EDGAR
Aug 28, 2026NPORT-P EDGAR
Aug 18, 2026N-PX EDGAR
Jun 16, 20268-K EDGAR
May 28, 2026NPORT-P EDGAR
May 28, 20264 EDGAR
May 21, 20268-K EDGAR
Apr 27, 2026DEF 14A EDGAR
Apr 1, 20263 EDGAR
Mar 19, 20268-K EDGAR
Mar 10, 2026N-CEN EDGAR
Mar 6, 2026N-CSR EDGAR
Mar 6, 20268-K EDGAR
Feb 26, 2026NPORT-P EDGAR
Feb 4, 20263 EDGAR
Feb 3, 20263 EDGAR
Jan 2, 20263 EDGAR
Nov 26, 2025NPORT-P EDGAR

The 109 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last three years, summarized. The full record is on SEC EDGAR.

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 100. Change is in shares since the quarter before.

Fund	Shares	Value	Share of the fund	Change
Saba Capital Management, L.P.	689,725	$23.7M	0.7%	−45,373
Lazard Asset Management LLC	671,046	$23.1M	0.0%	+156,511
Morgan Stanley	543,357	$18.7M	0.0%	−10,440
Allspring Global Investments Holdings, LLC	445,614	$15.3M	0.0%	+79,600
Blue Bell Private Wealth Management, LLC	429,902	$14.8M	1.8%	−141
Raymond James Financial Inc	249,337	$8.6M	0.0%	−11,647
UBS Group AG	226,335	$7.8M	0.0%	+13,065
Focus Partners Wealth	187,432	$6.5M	0.0%	−11,304
UMB Bank, n.a.	163,808	$5.6M	0.1%	−13,984
Uncommon Cents Investing LLC	159,026	$5.5M	1.2%	−645
Hennion & Walsh Asset Management, Inc.	156,550	$5.4M	0.2%	+11,778
Cornerstone Advisory, LLC	155,211	$5.3M	0.4%	+3,640
Wells Fargo & Company/mn	147,471	$5.1M	0.0%	−18,622
Osaic Holdings, Inc.	127,904	$4.4M	0.0%	+4,827
Mariner, LLC	111,679	$3.8M	0.0%	+15,088
Stifel Financial Corp	103,544	$3.6M	0.0%	−108
LPL Financial LLC	91,759	$3.2M	0.0%	+13,068
1620 Investment Advisors, Inc.	90,360	$3.1M	1.9%	−2,290
Altium Capital Management LLC	86,458	$3.0M	6.3%	+7,538
First Trust Advisors LP	83,694	$2.9M	0.0%	−898
Wealth Enhancement Advisory Services, LLC	80,682	$2.9M	0.0%	−1,948
Capstone Financial Advisors, Inc.	75,513	$2.6M	0.1%	No change
EP Wealth Advisors, LLC	75,065	$2.6M	0.0%	−11,205
Platform Technology Partners	68,034	$2.3M	0.4%	+1,038
D.a. Davidson & Co.	66,669	$2.3M	0.0%	−6,439

13F reports cover disclosed long positions in U.S. stocks only.

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARTRI-CONTINENTAL Corp filings on SEC EDGAR
2
SEC EDGARTRI-CONTINENTAL Corp filings on SEC EDGAR
3
SEC EDGARChristopher O. Petersen, President
4
SEC EDGARPatrick T. Bannigan, President
5
SEC EDGARJoseph D'Alessandro, VP and Assistant Secretary
6
SEC EDGARVictoria K. Bender, Vice President
7
SEC EDGARChristie M. Wiley, Vice President
8
SEC EDGARCharles H. Chiesa, (title in explanation below)
9
SEC EDGARVeronica A. Seaman, Vice President
10
SEC EDGARJoseph Beranek, Treasurer of Issuer
11
SEC EDGARGeralynn A. Kephart-Strong, Vice President
12
SEC EDGARRyan Collins Larrenaga, Vice President and Secretary
13
SEC EDGARThomas P. McGuire, CCO of Issuer
14
SEC EDGARStephen T. Welsh, Vice President
15
SEC EDGARChristopher O. Petersen, Vice President and Secretary
16
SEC EDGARJoseph F. Dimaria, VP and CAO of Issuer
17
SEC EDGARMichael E. Defao, VP and Assistant Secretary
18
SEC EDGARMichael G. Clarke, Treasurer of Issuer
19
SEC EDGARPaul B. Goucher, VP and Assistant Secretary
20
SEC EDGARPaul D. Pearson, VP and Assistant Treasurer
21
SEC EDGARAmy K. Johnson, Vice President of Issuer
22
SEC EDGARJeffrey P. Fox, Assistant Treasurer of Issuer
23
SEC EDGARMichelle M. Keeley, Vice President
24
SEC EDGARScott R. Plummer, VP, GC and Secretary of Issuer
25
SEC EDGARWilliam F. Truscott, Vice President
26
SEC EDGARFrank J. Nasta, Corp.Sect.Issuer/Mg.Dtr Advis
27
SEC EDGARNancy Therese Lukitsh, Board member
28
SEC EDGARDavid M. Moffett, Board member
29
SEC EDGARJanet Carrig, Board member
30
SEC EDGARDouglas A. Hacker, Board member
31
SEC EDGARBrian J. Gallagher, Board member
32
SEC EDGARSandra Yeager, Board member
33
SEC EDGARAnthony M. Santomero, Board member
34
SEC EDGAREdward J. Boudreau Jr., Board member
35
SEC EDGARGeorge S. Batejan, Board member
36
SEC EDGARMinor M. Shaw, Board member
37
SEC EDGARWilliam P. Carmichael, Board member
38
SEC EDGARAlison Taunton Rigby, Board member
39
SEC EDGARAnne Patricia Jones, Board member
40
SEC EDGARArne H. Carlson, Board member
41
SEC EDGARJeffrey Laikind, Board member
42
SEC EDGARKathleen Blatz, Board member
43
SEC EDGARPamela G. Carlton, Board member
44
SEC EDGARStephen R. Lewis Jr., Board member
45
SEC EDGARMaureen Fonseca, Board member
46
SEC EDGARFrank A. McPherson, Board member
47
SEC EDGARLeroy C. Richie, Board member
48
SEC EDGARJohn F. Maher, Board member
49
gleifTRI-CONTINENTAL Corp is founded