USBC on NYSE

USBC, Inc.

American finance services company based in Reno, incorporated in Nevada. Summary from the record

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Last updated Oct 19, 2026.

Overview

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  • TickerUSBC on NYSE1
  • IndustryFinance Services1
  • HeadquartersReno, Nevada1
  • Incorporated inNV2
  • Business address300 E 2Nd Street, 15Th Floor, Reno, Nv 895012
  • Filer categoryNon-accelerated filer, Smaller reporting company2
  • Legal formCorporation

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USBC, Inc. (NYSE American: USBC) is a publicly traded, multi-disciplinary technology company that we believe is an industry-leading innovator in digital financial technologies. USBC develops transformative financial services, including digital assets and banking solutions as well as non-invasive health monitoring research. USBC has implemented a Bitcoin treasury strategy to bolster development and research across its various divisions. A key focus of USBC is the further development of the USBC tokenized deposit offering, a tokenized representation of a U.S.-dollar denominated bank deposit account that operates on blockchain technology and is embedded with digital identity. With a focus on inclusion, innovation, and risk management, USBC is dedicated to creating long-term shareholder value in a rapidly evolving financial landscape.3 From its latest annual report

Financials

From the company’s reports to the SEC. Every number links to the filing it came from.

Key numbers, fiscal 2023

-100.0%Revenue growth, 20234
-408.4%Return on equity5
-$10.4MFree cash flow6

Financial statements

Revenue7894$0 in 2023
0$2.0M$4.0M$6.0M2019: $1.8M$1.8M20192020: $121.9K$121.9K2020−93%2021: $0$020212022: $4.4M$4.4M20222023: $0$02023
Gross profit78$0 in 2021
0$200.0K$400.0K$600.0K2019: $426.5K$426.5K20192020: $52.2K$52.2K2020−88%2021: $0$02021
Operating income78946-$14.0M in 2023+180% since 2019
-$15.0M-$10.0M-$5.0M02019: -$5.0M-$5.0M20192020: -$6.8M-$6.8M2020+36%2021: -$10.4M-$10.4M2021+53%2022: -$12.6M-$12.6M2022+20%2023: -$14.0M-$14.0M2023+12%
Net income108946-$15.3M in 2023+101% since 2019
-$30.0M-$20.0M-$10.0M02019: -$7.6M-$7.6M20192020: -$13.6M-$13.6M2020+78%2021: -$25.4M-$25.4M2021+87%2022: -$20.1M-$20.1M2022−21%2023: -$15.3M-$15.3M2023−24%

Every line of the income statement as filed: the last 2 fiscal years (annual) or 2 quarters (quarterly), latest first.5

Period ending2025-09-302024-09-30
RESEARCH AND DEVELOPMENT EXPENSES$1.8M$6.1M
SELLING, GENERAL AND ADMINISTRATIVE EXPENSES$16.3M$9.1M
Total operating expenses$18.0M$15.2M
OPERATING LOSS-$18.0M-$15.2M
Interest income$66.3K$155.2K
Interest expense-$2.8M-$1.5M
Loss on debt settlements, net-$942.5K$0
Change in fair value of digital assets-$823.1K$0
Other derivative income, net$283.2K$0
Total other expense, net-$4.2M-$1.4M
LOSS BEFORE INCOME TAXES-$22.3M-$16.6M
Income tax benefit-$172.8K$0
NET LOSS-$22.1M-$16.6M
Deemed dividends on Series C, D and H Preferred Stock-$2.2M-$313.5K
NET LOSS ATTRIBUTABLE TO COMMON SHAREHOLDERS-$24.4M-$16.9M
Basic and diluted loss per share-$0.39-$7.85
Weighted average shares of common stock outstanding- basic and diluted (1)63.1M shares2.2M shares

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Leadership

Who has led USBC, Inc., and when. Pick a name to see everywhere that person has worked.

Chief executive

  1. Ralph Martin Brier2006
  2. Phillip Bosua2018–2022

President

  1. Ralph Martin Brier2006
  2. Phillip Bosua2018–2022

Chief financial officer

  1. Mark E. Scott2010–2016
  2. Jeff T. Wilson2016
  3. Peter J. Conley2022–2025
  4. Kitty B. Payne2025–2026
  5. Daniel J. Beck2026–now

Chief operating officer

  1. Kirk Chapman2025–now
2010201520202025
Board members and other officers (19)

Named in SEC Form D filings

People the company listed in its private-offering notices.

  • Executive Officer, DirectorRobert Gregory Kidd named Aug 21, 202539
  • DirectorJon P. Pepper named Jun 6, 2022 to Aug 21, 202539
  • DirectorRonald P. Erickson named Jun 6, 2022 to Aug 21, 202539

Former names

  • KNOW LABS, INC.May 25, 2018 to Aug 13, 20252
  • VISUALANT INCFeb 7, 2007 to May 9, 20182
  • Visualant, INCJan 7, 2005 to Feb 14, 20072
  • STARBERRYS CORPDec 31, 2002 to Sep 24, 20042
  • CIGAR KING CORPMar 11, 1999 to Aug 14, 20022

Timeline

  1. Apr 20, 2018New chief executive Phillip Bosua becomes CEO14
  2. Jan 26, 2006New chief executive Ralph Martin Brier becomes CEO15

Filings

324 filings to the SEC since October 2021: 8 annual reports, 14 quarterly reports, 103 major events, 83 insider forms, 15 large holders, 3 private raises, 98 other. The latest 20:

  1. Oct 14, 20268-K EDGAR
  2. Oct 5, 20264 FORM 4 FOR 10-01-2026 EDGAR
  3. Oct 5, 20264 FORM 4 FOR 10-01-2026 EDGAR
  4. Oct 1, 20268-K EDGAR
  5. Sep 16, 20263 FORM 3 FOR 08-27-2026 EDGAR
  6. Sep 16, 20268-K EDGAR
  7. Aug 27, 2026S-1/A EDGAR
  8. Aug 24, 20268-K EDGAR
  9. Aug 24, 20268-K EDGAR
  10. Aug 14, 20264 FORM 4 FOR 08-12-2026 EDGAR
  11. Aug 14, 20264 FORM 4 FOR 08-12-2026 EDGAR
  12. Aug 14, 20264 FORM 4 FOR 08-12-2026 EDGAR
  13. Aug 14, 20264 FORM 4 FOR 08-12-2026 EDGAR
  14. Aug 7, 202610-Q EDGAR
  15. Aug 3, 20268-K EDGAR
  16. Jul 13, 2026S-1/A EDGAR
  17. Jul 13, 2026DEF 14C EDGAR
  18. Jul 6, 2026S-1/A EDGAR
  19. Jun 22, 20268-K EDGAR
  20. Jun 22, 2026PRE 14C EDGAR

The 324 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

24 open-market trades by officers, directors and large owners since October 2021: 10 buys and 14 sales. Grants, option exercises and gifts are left out.

DateWhoTradeSharesPriceValueFiling
Mar 31, 2023Takesako Ichiro John PaulDirectorSale7,500$0.88$6.6KForm 4
Mar 30, 2023Takesako Ichiro John PaulDirectorSale8,500$0.87$7.4KForm 4
Mar 29, 2023Takesako Ichiro John PaulDirectorSale5,000$0.90$4.5KForm 4
Mar 29, 2023English JessicaChief Marketing OfficerBuy5,000$0.92$4.6KForm 4
Mar 28, 2023Takesako Ichiro John PaulDirectorSale5,000$0.90$4.5KForm 4
Mar 27, 2023Takesako Ichiro John PaulDirectorSale5,000$0.92$4.6KForm 4
Mar 24, 2023Takesako Ichiro John PaulDirectorSale5,000$0.88$4.4KForm 4
Mar 16, 2023OWENS WILLIAM ARTHURDirectorBuy24,300$0.82$19.9KForm 4
Mar 16, 2023PEPPER JONDirectorBuy5,000$0.81$4.0KForm 4
Mar 15, 2023ERICKSON RONALD PDirectorBuy5,000$0.85$4.2KForm 4
Mar 15, 2023Trautwein Leonardo MoutaChief Marketing OfficerBuy6,000$0.84$5.0KForm 4
Jun 10, 2022Trautwein Leonardo MoutaChief Marketing OfficerBuy10,000$1.65$16.5KForm 4
Jun 3, 2022Takesako Ichiro John PaulDirectorSale4,000$1.40$5.6KForm 4
Jun 2, 2022Takesako Ichiro John PaulDirectorSale4,000$1.45$5.8KForm 4
Jun 1, 2022Takesako Ichiro John PaulDirectorSale4,000$1.50$6.0KForm 4
May 31, 2022Takesako Ichiro John PaulDirectorSale4,000$1.45$5.8KForm 4
May 31, 2022Conley Peter JBuy10,000$1.51$15.1KForm 4
May 27, 2022Takesako Ichiro John PaulDirectorSale4,000$1.45$5.8KForm 4
May 26, 2022Takesako Ichiro John PaulDirectorSale4,000$1.48$5.9KForm 4
Feb 23, 2022Takesako Ichiro John PaulDirectorSale25,000$2.00$50.0KForm 4

All 24 trades can be filtered by person here when JavaScript is on.

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

  • Robert Gregory KiddSCHEDULE 13D/A, 2 filings Aug 13, 2025 to Sep 23, 202540
  • Clayton A. StruveSCHEDULE 13G/A, 2 filings Jun 12, 2025 to Aug 8, 202541
  • Ronald P. EricksonSCHEDULE 13G/A, 4 filings Feb 21, 2023 to Aug 8, 202542
  • Todd BaszuckiSCHEDULE 13G, 5 filings Apr 12, 2022 to Mar 25, 202543
  • Phillip BosuaSC 13G, 1 filing Feb 22, 202344
  • Dale BroadrickSC 13G, 1 filing Apr 14, 202245

Money raised

Private offerings the company reported to the SEC on Form D.

  1. Aug 6, 2025Raised $119.9 million in a private offering of equity Form D: 1 investor so far Form D
  2. Jul 15, 2022Raised $80,000 in a private offering of equity Form D: 4 investors so far Form D
  3. Jan 5, 2022Raised $255,000 in a private offering of equity Form D: 3 investors so far Form D

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026. Change is in shares since the quarter before.

FundSharesValueShare of the fundChange
Crcm LP555,325$173.8K0.1%No change
Vanguard Capital Management LLC272,014$85.1K0.0%+122,218
Geode Capital Management, LLC218,753$68.5K0.0%−40,657
Vontobel Holding Ltd.190,653$59.7K0.0%+179
Vanguard Fiduciary Trust Co145,320$45.5K0.0%+127,989
State Street Corp92,900$29.1K0.0%New
Jane Street Group, LLC75,226$23.5K0.0%+58,210
Northern Trust Corp71,799$22.5K0.0%New
Two Sigma Securities, LLC37,223$11.7K0.0%New
XTX Topco Ltd35,551$11.1K0.0%+8,886
Osaic Holdings, Inc.27,200$8.5K0.0%+8,859
UBS Group AG25,833$8.1K0.0%New
Scientech Research LLC20,144$6.3K0.0%New
Lido Advisors, LLC20,000$6.3K0.0%New
Susquehanna International Group, Llp13,873$4.3K0.0%New
Mcguire Capital Advisors Inc5,500$1.7K0.0%New
Citigroup Inc4,299$1.3K0.0%New
Morgan Stanley986$3090.0%No change
Allworth Financial LP500$1570.0%No change
EverSource Wealth Advisors, LLC295$920.0%−5,288
Gables Capital Management Inc.107$330.0%No change
Virtu Financial LLC53,607$170.0%New
Larson Financial Group LLC8$30.0%No change
Farther Finance Advisors, LLC10$30.0%No change
Danske Bank A/s1$00.0%No change

13F reports cover disclosed long positions in U.S. stocks only.

Sources

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