Overview
- HeadquartersSan Francisco, United States2
- Incorporated inMD4
- Business addressFour Embarcadero Center, 20Th Floor, San Francisco, Ca 941114
- Filer category, Emerging growth company4
- Legal formCorporation2
- Kind of organizationInvestment fund2
- LEI254900LJYG8A1FDQGD892
- StatusActive2
- LEI statusIssued and current2
- Registered addressC/O THE CORPORATION TRUST INCORPORATED, 21093 Lutherville Timonium, United States2
- Registered withBusiness Services (Maryland Department of Assessments and Taxation), D227022782
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We were formed on March 15, 2022 as a corporation under the laws of the State of Maryland. We have elected to be treated as a business development company (a “BDC”) under the Investment Company Act of 1940, as amended (the “1940 Act”). We have also elected to be treated, and intend to qualify annually, as a RIC under Subchapter M of the Internal Revenue Code of 1986, as amended (the “Code”) for U.S. federal income tax purposes. As a BDC, we are required to comply with various regulatory requirements, such as the requirement to invest at least 70% of our assets in “qualifying” assets, source of income limitations, asset diversification requirements and the requirement to distribute annually at least 90% of our taxable income and tax-exempt interest.6 From its latest annual report
Financials
From the company’s reports to the SEC. Every number links to the filing it came from.
Key numbers, fiscal 2025
Financial statements
| Fiscal year | 2022 | 2023 | 2024 | 2025 |
|---|---|---|---|---|
| Cash | $011 | $61.9M10 | $22.4M3 | $19.5M3 |
| Total assets | $1.3M11 | $172.3M10 | $549.5M3 | $1.5B3 |
| Total liabilities | $1.3M11 | $97.6M10 | $283.7M3 | $588.6M3 |
| Retained earnings | $010 | $167.0K3 | $3.1M3 | $6.1M3 |
| Shareholders’ equity | $03 | $74.7M3 | $265.8M3 | $946.7M3 |
| Shares outstanding | 0 shares11 | 3.8M shares10 | 13.4M shares3 | 47.9M shares3 |
Cash flow is reported year to date, not quarter by quarter, so there are no separate quarterly figures.
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Corporate structure
VISTA CREDIT STRATEGIC LENDING CORP. sits at the top of its group. 6 entities, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of VISTA CREDIT STRATEGIC LENDING CORP.
- Saudi National Bank Filed SCHEDULE 13D/A on VISTA CREDIT STRATEGIC LENDING CORP., latest Sep 22, 2026 (5 filings since Nov 15, 2023)
- Abu Dhabi Developmental Holding Co PJSC Filed SCHEDULE 13D/A on VISTA CREDIT STRATEGIC LENDING CORP., latest Jul 31, 2026 (9 filings since Oct 12, 2023)
- VEP Group, LLC Filed SCHEDULE 13D/A on VISTA CREDIT STRATEGIC LENDING CORP., latest Jul 30, 2026 (13 filings since Oct 12, 2023)
- Partners Capital Holdings, LLP Filed SCHEDULE 13G/A on VISTA CREDIT STRATEGIC LENDING CORP., latest May 7, 2026
- Citibank Korea Inc. as trustee of Samsung Vista Credit BDC Private Investment No. 1 Filed SCHEDULE 13G/A on VISTA CREDIT STRATEGIC LENDING CORP., latest Mar 5, 2026 (2 filings since Nov 28, 2025)
- Inteligo Bank Ltd. Filed SCHEDULE 13G/A on VISTA CREDIT STRATEGIC LENDING CORP., latest Feb 13, 2026 (7 filings since Oct 12, 2023)
- Partners Capital LLP Filed SCHEDULE 13G/A on VISTA CREDIT STRATEGIC LENDING CORP., latest Jan 8, 2026 (3 filings since Dec 17, 2025)
- Nonghyup Bank as trustee of DBAM Vista Credit Investment Trust No. 2 Filed SCHEDULE 13G on VISTA CREDIT STRATEGIC LENDING CORP., latest Aug 28, 2025 (2 filings since Jul 25, 2025)
- VISTA CREDIT STRATEGIC LENDING CORP. San Francisco, California, United States
- BDC CA Lender, LLC Subsidiary · Delaware, United States
- VCP RRL ABS V Investor, LLC Subsidiary · Delaware, United States
- VCP RRL ABS V, LLC Subsidiary · Delaware, United States
- VCSL Funding 1, LLC Subsidiary · Delaware, United States
- VCSL Funding 2, LLC Subsidiary · Delaware, United States
Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); subsidiaries listed in Exhibit 21 of annual reports filed with the SEC; major holders from Schedules 13D and 13G. Each entity in the chart links to its source.
What it owns
What VISTA CREDIT STRATEGIC LENDING CORP. reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.
Investments
| Item | Latest | A year before | Change |
|---|---|---|---|
| Cash and cash equivalents | $19.5M3 Dec 31, 2025 | $22.4M3 Dec 31, 2024 | −13.1% |
Properties, in its own words
We do not own any real estate or other physical properties materially important to our operations. Our corporate headquarters are located at 50 Hudson Yards, Floor 77, New York, NY 10001 and are provided by the Adviser in accordance with the terms of the Administration Agreement. We believe that our office facilities are suitable and adequate for our business as it is contemplated to be conducted.
Item 2 of the 10-K filed Mar 11, 2026.6
Leadership
Who has led VISTA CREDIT STRATEGIC LENDING CORP., and when. Pick a name to see everywhere that person has worked.
Chief financial officer
- Chief financial officerRoss Teune Aug 14, 2023 to Dec 6, 202312
Board members and other officers (9)
- Chief Compliance OfficerGwen Reinke May 18, 2026 to now13
- Gen. Counsel, SecretaryMarina Capeto Novello May 18, 2026 to now14
- Vice PresidentBrendan Renehan Aug 14, 2023 to Dec 6, 202315
- Vice PresidentDavid Flannery Aug 14, 2023 to Dec 6, 202316
- Gen. Counsel, CCO, SecretaryKenneth Joseph Burke Aug 14, 2023 to Dec 6, 202317
- Board memberDavid Flannery Aug 14, 2023 to Dec 6, 202316
- Board memberOlivia F. Kirtley Aug 14, 2023 to Aug 14, 202318
- Board memberSheila A. Finnerty Aug 14, 2023 to Aug 14, 202319
- Board memberStephen A. Riddick Aug 14, 2023 to now20
Named in SEC Form D filings
People the company listed in its private-offering notices.
- Chief Executive Officer and PresidentGregory T. Galligan named Aug 13, 202621
Subsidiaries and ownership
Subsidiaries (Exhibit 21)
- BDC CA Lender, LLC Delaware5
- VCP RRL ABS V Investor, LLC Delaware5
- VCP RRL ABS V, LLC Delaware5
- VCSL Funding 1, LLC Delaware5
- VCSL Funding 2, LLC Delaware5
The subsidiaries the company lists in Exhibit 21 of its annual report, as filed.
Timeline
- Oct 5, 20268-K Entered a material agreement; New debt or obligation22
- Oct 2, 20268-K Other events23
- Sep 22, 20268-K Unregistered sale of shares; Other events24
- Sep 14, 20268-K Executive or director change25
- Sep 9, 20268-K Other events26
- Aug 26, 20268-K Unregistered sale of shares; Other events27
- Aug 5, 20268-K Other events28
- Jul 24, 20268-K Unregistered sale of shares; Other events29
- Jul 2, 20268-K Other events30
- Jun 23, 20268-K Unregistered sale of shares; Other events31
- Jun 2, 20268-K Shareholder vote; Other events32
- May 27, 20268-K Unregistered sale of shares; Other events33
- Mar 15, 2022Founded VISTA CREDIT STRATEGIC LENDING CORP. is founded2
Filings
222 filings to the SEC since October 2021: 3 annual reports, 9 quarterly reports, 62 major events, 67 insider forms, 42 large holders, 4 private raises, 35 other. The latest 20:
- Oct 5, 20268-K EDGAR
- Oct 2, 20268-K EDGAR
- Sep 24, 2026SC TO-I EDGAR
- Sep 22, 2026SCHEDULE 13D/A EDGAR
- Sep 22, 20268-K EDGAR
- Sep 15, 20264 EDGAR
- Sep 14, 20268-K EDGAR
- Sep 9, 20268-K EDGAR
- Aug 26, 20268-K EDGAR
- Aug 13, 2026D/A EDGAR
- Aug 10, 20263 EDGAR
- Aug 7, 202610-Q EDGAR
- Aug 5, 20268-K EDGAR
- Jul 31, 2026SCHEDULE 13D/A EDGAR
- Jul 30, 20264 EDGAR
- Jul 30, 2026CORRESP EDGAR
- Jul 30, 20264 EDGAR
- Jul 30, 2026SCHEDULE 13D/A EDGAR
- Jul 29, 2026SC TO-I/A EDGAR
- Jul 24, 20268-K EDGAR
The 222 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
44 open-market trades by officers, directors and large owners since October 2021: 44 buys and 0 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Jul 29, 2026 | Riddick Stephen ADirector | Buy | 1,628 | $19.13 | $31.1K | Form 4 |
| Jul 29, 2026 | Vista VCSL Feeder Fund, L.P.10% owner | Buy | 325,656 | $19.13 | $6.2M | Form 4 |
| Nov 21, 2025 | Inteligo Bank Ltd.10% owner | Buy | 8,933 | $19.59 | $175.0K | Form 4 |
| Oct 21, 2025 | Inteligo Bank Ltd.10% owner | Buy | 7,125 | $19.65 | $140.0K | Form 4 |
| Sep 24, 2025 | Intercorp Financial Services Inc.10% owner | Buy | 20,113 | $19.64 | $395.0K | Form 4 |
| Aug 27, 2025 | Intercorp Financial Services Inc.10% owner | Buy | 114,090 | $19.68 | $2.2M | Form 4 |
| Aug 27, 2025 | Inteligo Group Corp.10% owner | Buy | 114,075 | $19.68 | $2.2M | Form 4 |
| Aug 26, 2025 | Nonghyup Bank as trustee of DBAM Vista Credit Investment Trust No. 210% owner | Buy | 254,324 | $19.66 | $5.0M | Form 4 |
| Jul 22, 2025 | Inteligo Group Corp.10% owner | Buy | 17,803 | $19.66 | $350.0K | Form 4 |
| Jun 24, 2025 | Intercorp Financial Services Inc.10% owner | Buy | 12,729 | $19.64 | $250.0K | Form 4 |
| May 21, 2025 | Inteligo Bank Ltd.10% owner | Buy | 6,663 | $19.51 | $130.0K | Form 4 |
| Apr 23, 2025 | SNB Capital Dubai Inc.10% owner | Buy | 276,848 | $19.59 | $5.4M | Form 4 |
| Apr 23, 2025 | Riddick Stephen ADirector | Buy | 692 | $19.59 | $13.6K | Form 4 |
| Apr 23, 2025 | Sapphire Private Funds Holdings II RSC Ltd10% owner | Buy | 509,706 | $19.59 | $10.0M | Form 4 |
| Apr 23, 2025 | VISTA CREDIT STRATEGIC LENDING CORP.Director | Buy | 692 | $19.59 | $13.6K | Form 4 |
| Apr 23, 2025 | INTERCORP PERU LTD10% owner | Buy | 320,237 | $19.59 | $6.3M | Form 4 |
| Mar 24, 2025 | INTERCORP PERU LTD10% owner | Buy | 77,988 | $19.58 | $1.5M | Form 4 |
| Mar 3, 2025 | Inteligo Bank Ltd.10% owner | Buy | 41,117 | $19.70 | $810.0K | Form 4 |
| Dec 26, 2024 | Riddick Stephen ADirector | Buy | 1,435 | $19.79 | $28.4K | Form 4 |
| Dec 26, 2024 | Inteligo Group Corp.10% owner | Buy | 574,071 | $19.79 | $11.4M | Form 4 |
All 44 trades can be filtered by person here when JavaScript is on.
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- Saudi National BankSCHEDULE 13D/A, 5 filings Nov 15, 2023 to Sep 22, 202634
- Abu Dhabi Developmental Holding Co PJSCSCHEDULE 13D/A, 9 filings Oct 12, 2023 to Jul 31, 202635
- VEP Group, LLCSCHEDULE 13D/A, 13 filings Oct 12, 2023 to Jul 30, 202636
- Partners Capital Holdings, LLPSCHEDULE 13G/A, 1 filing May 7, 202637
- Citibank Korea Inc. as trustee of Samsung Vista Credit BDC Private Investment No. 1SCHEDULE 13G/A, 2 filings Nov 28, 2025 to Mar 5, 202638
- Inteligo Bank Ltd.SCHEDULE 13G/A, 7 filings Oct 12, 2023 to Feb 13, 202639
- Partners Capital LLPSCHEDULE 13G/A, 3 filings Dec 17, 2025 to Jan 8, 202640
- Nonghyup Bank as trustee of DBAM Vista Credit Investment Trust No. 2SCHEDULE 13G, 2 filings Jul 25, 2025 to Aug 28, 202541
Money raised
Private offerings the company reported to the SEC on Form D.
- Sep 8, 2023Raised $521.1 million in a private offering of equity Form D: 782 investors so far Form D
SEC filer profile
How VISTA CREDIT STRATEGIC LENDING CORP. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARVISTA CREDIT STRATEGIC LENDING CORP.1
- CIK0001919369
- Employer ID (EIN)88-19065986
- Filer statusNon-accelerated filer an emerging growth company; not a smaller reporting company; not a shell company6
- Incorporated inMaryland6
- Fiscal year endsDecember 311
- Business addressFour Embarcadero Center, 20Th Floor, San Francisco, CA 941111
- Phone(415) 765-65001
- Shares outstanding43,351,723 Common Class I shares; 5,397,549 Common Class S shares; 0 Common Class D shares as of Mar 11, 20266
- Public float$0 as of Jun 30, 20253
- AuditorErnst & Young LLP, New York, NY PCAOB ID 42; no auditor attestation of internal control over financial reporting6
- On EDGAR sinceApr 15, 20221
- Filings227 in all: 8-K (62), 4 (49), 3 (17), SC 13D/A (12), SCHEDULE 13G/A (11), SCHEDULE 13D/A (10), 10-Q (9), SC TO-I (7)1
All 28 form types
SC TO-I/A (6), 40-17G (4), 10-K (3), 40-APP (3), 40-APP/A (3), CORRESP (3), D/A (3), DEF 14A (3), SC 13D (3), SC 13G/A (3), SCHEDULE 13D (3), SCHEDULE 13G (3), 10-12G/A (2), SC 13G (2), 10-12G (1), 4/A (1), ABS-15G (1), D (1), N-54A (1), UPLOAD (1)
- Latest filingsAnnual report (10-K) Mar 11, 2026
Quarterly report (10-Q) Aug 7, 2026
Proxy statement (DEF 14A) Apr 15, 2026
Latest 8-K (8-K) Oct 5, 2026
Risk factors and legal proceedings
The risks VISTA CREDIT STRATEGIC LENDING CORP. names in Item 1A of its 10-K filed Mar 11, 2026: 72 risks under these headings, as written.6
- Risks Related to Our Business and Structure
- Risks Related to the Adviser and its Affiliates
- Risks Related to Business Development Companies
- Risks Related to Our Investments
- Risks Related to the Private Placement of Common Stock
- Risks Related to our Common Stock
- Federal Income Tax Risks
- General Risks
- We have a limited operating history.
- We are a privately placed, perpetual-life BDC, and our Stockholders may not be able to transfer or otherwise dispose of our Common Stock at desired times or prices, or at all.
- We may have difficulty sourcing investment opportunities.
- We generally will not control the business operations of our portfolio companies.
The other 68 risks
- Due to the illiquid nature of our holdings in our portfolio companies, we may not be able to dispose of our interests in our portfolio companies.
- We may finance our investments with borrowed money, which will magnify the potential for gain or loss and may increase the risk of investing in us.
- The DB Credit Facility, the ING Credit Facility, the Note Purchase Agreement and other agreements governing other borrowings limit discretion in operating our business and defaults thereunder may adversely affect our business, financial condition, results of operations and cash flows.
- We are exposed to risks associated with changes in interest rates.
- We may enter into total return swaps that would expose us to certain risks, including market risk, liquidity risk and other risks similar to those associated with the use of leverage.
- Our investment portfolio is recorded at fair value as determined in good faith in accordance with procedures established by our Board of Directors and, as a result, there is and will be uncertainty as to the value of our portfolio investments.
- Any unrealized depreciation we experience on our portfolio may be an indication of future realized losses, which could reduce our income available for distribution.
- Our Board of Directors may change our operating policies and strategies without prior notice or Stockholder approval, the effects of which may be adverse to our Stockholders.
- We may face increasing competition for investment opportunities, which could delay further deployment of our capital, reduce returns and result in losses.
- We are dependent on information systems and systems failures could significantly disrupt our business, which may, in turn, negatively affect our liquidity, financial condition or results of operations.
- We are subject to Privacy Laws, which expose us to a number of potential regulatory and reputational risks.
- Artificial Intelligence is a new and developing technology which presents novel risks to both us and our portfolio companies.
- We may use artificial intelligence and other machine learning technologies in our business operations, which subjects us to a number of potential privacy, reputational and regulatory risks.
- Our ability to achieve our investment objective depends on the Adviser’s ability to manage and support our investment process.
- The Adviser and its affiliates have limited experience managing a business development company.
- Our fee structure may create a conflict of interest due to the incentives for the Adviser to make speculative investments or use substantial leverage.
- The Adviser or its affiliates may have incentives to favor their respective other funds, accounts and clients over us, which may result in conflicts of interest that could be adverse to us and our investment opportunities and harmful to us.
- The Adviser and its affiliates may face conflicts of interest with respect to services performed for issuers in which we invest and its use of service providers.
- The Adviser and its affiliates’ personnel will work on other projects and conflicts may arise in the allocation of personnel between us and other funds, accounts or projects.
- Actions by the Adviser or its affiliates on behalf of their other funds, accounts and clients may be adverse to us and our investments and harmful to us.
- Our access to confidential information may restrict our ability to take action with respect to some investments, which, in turn, may negatively affect our results of operations.
- We will be obligated to pay the Adviser an Incentive Fee even if we incur a net loss due to a decline in the value of our portfolio and even if our earned interest income is not payable in cash.
- Our ability to enter into transactions with our affiliates is restricted.
- We may make investments that could give rise to a conflict of interest.
- The recommendations given to us by the Adviser may differ from those rendered to their other clients.
- The Adviser’s liability is limited under the Investment Advisory Agreement, and we are required to indemnify the Adviser against certain liabilities, which may lead the Adviser to act in a riskier manner on our behalf than it would when acting for its own account.
- The Adviser’s failure to comply with pay-to-play laws, regulations and policies could have an adverse effect on the Adviser and, thus, us.
- There are risks associated with any potential merger with or purchase of assets of another fund.
- Our Administrator can resign from its role as Administrator under the Administration Agreement, and a suitable replacement may not be found, resulting in disruptions that could adversely affect our business, results of operations and financial condition.
- Any sub-administrator that the Administrator engages to assist the Administrator in fulfilling its responsibilities could resign from its role as sub-administrator, and a suitable replacement may not be found, resulting in disruptions that could adversely affect our business, results of operations and financial condition.
- Changes in laws or regulations governing our operations may adversely affect our business or cause us to alter our business strategy.
- We are subject to limited restrictions with respect to the proportion of our assets that may be invested in a single issuer.
- The requirement that we invest a sufficient portion of our assets in qualifying assets could preclude us from investing in accordance with our current business strategy; conversely, the failure to invest a sufficient portion of our assets in qualifying assets could result in our failure to maintain our status as a business development company.
- Failure to maintain our status as a business development company would reduce our operating flexibility.
- Regulations governing our operation as a business development company and RIC affect our ability to raise capital and the way in which we raise additional capital or borrow for investment purposes, which may have a negative effect on our growth. As a business development company, the necessity of raising additional capital may expose us to risks, including risks associated with leverage.
- Our portfolio companies operate in the technology industry and are subject to risks particular to that industry.
- Our investments in portfolio companies may be risky, and we could lose all or part of our investments.
- We may suffer a loss if a portfolio company defaults on a loan and the underlying collateral is not sufficient, or if the portfolio company has debt that ranks equally with, or senior to, our investments.
- Certain of our investments may be adversely affected by laws relating to fraudulent conveyance or voidable preferences, or we could become subject to lender liability claims.
- The credit ratings of certain of our investments may not be indicative of the actual credit risk of such rated instruments.
- Prepayments of our debt investments by our portfolio companies could adversely impact our results of operations and reduce our return on equity.
- A redemption of convertible securities held by us could have an adverse effect on our ability to achieve our investment objective.
- To the extent original issue discount (OID) and payment-in-kind (PIK) interest income constitute a portion of our income, we will be exposed to risks associated with the deferred receipt of cash representing such income.
- If we cannot obtain debt financing or equity capital on acceptable terms, our ability to acquire investments and to expand our operations will be adversely affected.
- International investments create additional risks.
- The market structure applicable to derivatives imposed by the Dodd-Frank Act, the U.S. Commodity Futures Trading Commission (“CFTC”) and the SEC may affect our ability to use over-the-counter (“OTC”) derivatives for hedging purposes.
- Our use of exchange-traded and/or OTC derivatives may involve additional regulatory risk.
- Our ability to enter into transactions involving derivatives and financial commitment transactions may be limited.
- We may enter into long and short positions in all types of swaps, including total return swaps, rate of return swaps, credit default swaps (including index credit default swaps) and interest rate swaps. We may also enter into long and short positions in credit linked securities, which is a form of credit derivative structured as a security with an embedded credit default swap. Credit-linked securities and OTC credit default swaps are bilateral agreements between two parties that transfer a defined credit risk from one party to another.
- Defaults by our portfolio companies could jeopardize a portfolio company’s ability to meet its obligations under the debt or equity investments that we hold which could harm our operating results.
- Our portfolio may be focused on a limited number of portfolio companies or industries, which will subject us to a risk of significant loss if any of these companies defaults on its obligations under any of its debt instruments or if there is a downturn in a particular industry.
- An investment strategy focused primarily on privately held companies presents certain challenges, including the lack of available information about these companies.
- The due diligence investigation that the Adviser carries out with respect to an investment opportunity may not reveal or highlight all relevant facts that may be necessary or helpful in evaluating such investment opportunity, and will not result in the investment being successful.
- The financial projections of our portfolio companies could prove inaccurate.
- Certain investment analyses and decisions by the Adviser may be required to be undertaken on an expedited basis.
- We may not have the funds or ability to make additional investments in our portfolio companies.
- We may make investments in structured credit products.
- Additional risks relating to asset backed securities.
- Stockholders will bear varying total expenses and experience different returns.
- Stockholders that make share purchases via drawdowns over time may need to maintain a substantial portion of their total capital commitment to us in assets that can be readily converted to cash.
- Stockholders who default on their capital commitment to us will be subject to significant adverse consequences.
- Certain stockholders may have to comply with 1934 Act filing requirements.
- The fiduciary of any investor that is subject to the Employee Retirement Income Security Act of 1974 (“ERISA”) must determine that an investment in the Company is appropriate for such investor.
- If investors domiciled, resident or having their registered office in the European Union and/or the United Kingdom participate in the private placement, we may be subject to additional reporting, regulatory and compliance obligations pursuant to the Alternative Investment Fund Managers Directive.
- The amount of any distributions we may make on our Common Stock is uncertain. We may not be able to pay distributions, or be able to sustain distributions at any particular level, and our distributions per share, if any, may not grow over time, and our distributions per share may be reduced. We have not established any limit on the extent to which we may use borrowings, if any, and we may use offering proceeds to fund distributions (which may reduce the amount of capital we ultimately invest in portfolio companies).
- Distributions on our Common Stock may exceed our taxable earnings and profits, particularly during the period before we have substantially invested the net proceeds from the Private Offering. Therefore, portions of the distributions that we pay may represent a return of capital that will lower an investor’s tax basis in their shares of our Common Stock and reduce the amount of funds we have for investment in targeted assets.
- Our distributions may be funded from expense reimbursements or waivers of investment advisory fees that are subject to repayment pursuant to our Expense Support Agreement.
- Our shares are not listed on an exchange or quoted through a quotation system and we do not currently intend to seek such listing or quotation. We intend, but are not required, to offer to repurchase shares of Common Stock on a quarterly basis. As a result, Stockholders will have limited liquidity and may not be able to sell shares promptly, in desired quantities or at desired prices.
Legal proceedings
From time to time, we, our executive officers, directors or the Adviser, its affiliates and/or any of their respective principals and employees are subject to legal proceedings in the ordinary course of business, including those arising from our investments in our portfolio companies, and we may, as a result, incur significant costs and expenses in connection with such legal proceedings. Legal proceedings may increase to the extent we find it necessary to foreclose or otherwise enforce remedies with respect to loans that are in default, which borrowers may seek to resist by asserting counterclaims and defenses against us or the Adviser. As of December 31, 2025, we were not subject to any material legal proceedings.
We and the Adviser are also subject to extensive regulation, which, from time to time, results in requests for information from us or the Adviser or regulatory proceedings or investigations against us or the Adviser. We may incur significant costs and expenses in connection with any such information requests, proceedings or investigations.
The opening of Item 3, Legal Proceedings.6
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1
- 2
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10
- 11
- 12SEC EDGARRoss Teune, Chief financial officer
- 13
- 14
- 15SEC EDGARBrendan Renehan, Vice President
- 16SEC EDGARDavid Flannery, Vice President
- 17
- 18SEC EDGAROlivia F. Kirtley, Board member
- 19SEC EDGARSheila A. Finnerty, Board member
- 20SEC EDGARStephen A. Riddick, Board member
- 21
- 22
- 23SEC EDGAROther events
- 24
- 25SEC EDGARExecutive or director change
- 26SEC EDGAROther events
- 27
- 28SEC EDGAROther events
- 29
- 30SEC EDGAROther events
- 31
- 32SEC EDGARShareholder vote; Other events
- 33
- 34
- 35
- 36
- 37
- 38
- 39
- 40
- 41