Private company

Western Asset Mortgage Capital Corp

Western Asset Mortgage Capital Corp is an American real estate investment trust based in Pasadena, active since 2009.2

Last updated Oct 20, 2026.

Overview

  • IndustryReal Estate Investment Trusts2
  • HeadquartersPasadena, United States2
  • Incorporated inDE3
  • Business address385 East Colorado Boulevard, Pasadena, Ca 911013
  • Filer categoryAccelerated filer, Smaller reporting company3
  • Legal formCorporation2
  • LEI549300JOQRROR5SZYY832
  • StatusActive2
  • LEI statusLapsed (not renewed)2
  • Registered addressC/O The Corporation Trust Company, 19801 Wilmington, United States2
  • Registered withDivision of Corporations, Department of State, 46944562

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Financials

From the company’s reports to the SEC. Every number links to the filing it came from.

Financial statements

Net income45678-$89.1M in 2022+256% since 2016
-$400.0M-$200.0M0$200.0M2016: -$25.0M-$25.0M20162017: $85.1M$85.1M20172018: $26.4M$26.4M2018−69%2019: $70.7M$70.7M2019+168%2020: -$328.4M-$328.4M20202021: -$49.0M-$49.0M2021−85%2022: -$89.1M-$89.1M2022+82%
Fiscal year20162017201820192020202120222023
Interest$32.4M4$48.4M5$138.2M6$150.3M7$132.6M8$136.9M8$137.7M8
Income before tax-$49.8M8-$85.3M8
Income tax$3.2M4$3.5M5$709.0K6$1.1M7$396.0K8$99.0K8$171.0K8
Net income-$25.0M4$85.1M5$26.4M6$70.7M7-$328.4M8-$49.0M8-$89.1M8
Earnings per share-$0.614$2.035$0.616$1.377-$57.208-$8.078-$14.778
Earnings per share (diluted)-$0.614$2.035$0.616$1.377-$57.208-$8.078-$14.778
Shares (weighted, diluted)6.1M shares86.0M shares8

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Corporate structure

Western Asset Mortgage Capital Corp is part of a group headed by LEGG MASON, INC.. 10 entities, 3 countries on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of Western Asset Mortgage Capital Corp

  • BRIGADE CAPITAL MANAGEMENT, LP Filed SC 13G on Western Asset Mortgage Capital Corp, latest Feb 14, 2023
  • VANGUARD GROUP INC Filed SC 13G on Western Asset Mortgage Capital Corp, latest Feb 9, 2023
  • FMR LLC Filed SC 13G/A on Western Asset Mortgage Capital Corp, latest Oct 12, 2021
  • LEGG MASON, INC. Baltimore, Maryland, United States
    • Western Asset Mortgage Capital Corp Pasadena, California, United States
    • Arroyo CDO I Ltd. Subsidiary · Pasadena, California, United States
    • Huntington CDO, Ltd. Subsidiary · Pasadena, California, United States
    • Sierra Madre Funding, Ltd. Subsidiary · Pasadena, California, United States
    • Western Asset Management Company Distribuidora De Titulos E Valores Mobiliarios Limitada Subsidiary · Sao Paulo, Brazil
    • WESTERN ASSET MANAGEMENT COMPANY LIMITED Subsidiary · Pasadena, California, United States
      • Western Asset Income Builder Fund Fund · London, United Kingdom
      • Western Asset Offshore Funds - Western Asset Total Return Opportunities Fund · London, United Kingdom
      • Western Asset Offshore Funds - Western Asset Trichrome Fund Fund · London, United Kingdom

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

What it owns

What Western Asset Mortgage Capital Corp reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.

Investments

ItemLatestA year beforeChange
Cash and cash equivalents$18.0M8 Dec 31, 2022$40.2M8 Dec 31, 2021−55.2%

Leadership

Who has led Western Asset Mortgage Capital Corp, and when. Pick a name to see everywhere that person has worked.

Chief executive

  1. Gavin L. James2012–2016
  2. Jennifer Murphy2016–2020
  3. Bonnie M. Wongtrakool2021–2023

Chair

  1. James W. Hirschmann Iii.2012–2020

President

  1. Gavin L. James2012–2016
  2. Jennifer Murphy2016–2020
  3. Lisa Meyer2021

Chief financial officer

  1. Bruce D. Alberts2012
  2. Steven M. Sherwyn2012–2014
  3. Lisa Meyer2015–2021
  4. Robert W. Lehman2022–2023

Chief operating officer

  1. Travis Carr2012–2014
  2. Elliott Neumayer2015–2023
201520202025
Board members and other officers (13)

Subsidiaries and ownership

Parent company (GLEIF)

Ownership links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); each one cites its LEI record.

Timeline

  1. Dec 6, 20238-K Ended a material agreement; Completed an acquisition or sale; Listing notice or transfer34
  2. Dec 5, 20238-K Shareholder vote; Other events35
  3. Nov 20, 20238-K Other events36
  4. Nov 6, 20238-K Other events37
  5. Oct 26, 20238-K Other events38
  6. Oct 20, 20238-K Other events39
  7. Aug 9, 20238-K Regulation FD disclosure40
  8. Aug 9, 20238-K Entered a material agreement; Ended a material agreement; Other events41
  9. Aug 8, 20238-K Results of operations; Regulation FD disclosure42
  10. Jul 28, 20238-K Other events43
  11. Jul 18, 20238-K Other events44
  12. Jun 30, 20238-K Entered a material agreement; Other events45
  13. Oct 5, 2021New chief executive Bonnie M. Wongtrakool becomes CEO12
  14. Jul 13, 2017Parent Directly consolidated by LEGG MASON, INC.2
  15. Jun 6, 2016New chief executive Jennifer Murphy becomes CEO13
  16. May 9, 2012New chief executive Gavin L. James becomes CEO14
  17. Jun 3, 2009Founded Western Asset Mortgage Capital Corp is founded2

Calendar

When it reported results

  1. Aug 8, 2023Reported quarterly or annual results42
  2. May 4, 2023Reported quarterly or annual results46
  3. Mar 2, 2023Reported quarterly or annual results47
  4. Nov 4, 2022Reported quarterly or annual results48
  5. Aug 5, 2022Reported quarterly or annual results49
  6. May 5, 2022Reported quarterly or annual results50
  7. Mar 3, 2022Reported quarterly or annual results51
  8. Nov 4, 2021Reported quarterly or annual results52

Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar

Filings

97 filings to the SEC since October 2021: 2 annual reports, 7 quarterly reports, 27 major events, 31 insider forms, 3 large holders, 27 other. The latest 20:

  1. Dec 20, 202315-12G EDGAR
  2. Dec 8, 20234 FORM 4 SUBMISSION EDGAR
  3. Dec 8, 20234 FORM 4 SUBMISSION EDGAR
  4. Dec 8, 20234 FORM 4 SUBMISSION EDGAR
  5. Dec 8, 20234 FORM 4 SUBMISSION EDGAR
  6. Dec 8, 20234 FORM 4 SUBMISSION EDGAR
  7. Dec 8, 20234 FORM 4 SUBMISSION EDGAR
  8. Dec 8, 20234 FORM 4 SUBMISSION EDGAR
  9. Dec 8, 20234 FORM 4 SUBMISSION EDGAR
  10. Dec 8, 20234 FORM 4 SUBMISSION EDGAR
  11. Dec 6, 2023EFFECT EDGAR
  12. Dec 6, 2023S-8 POS S-8 EDGAR
  13. Dec 6, 2023POS AM EDGAR
  14. Dec 6, 20238-K EDGAR
  15. Dec 5, 20238-K EDGAR
  16. Nov 20, 2023425 EDGAR
  17. Nov 20, 20238-K EDGAR
  18. Nov 13, 2023DEFA14A EDGAR
  19. Nov 8, 202310-Q EDGAR
  20. Nov 7, 2023DEFA14A EDGAR

The 97 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

12 open-market trades by officers, directors and large owners since October 2021: 12 buys and 0 sales. Grants, option exercises and gifts are left out.

DateWhoTradeSharesPriceValueFiling
Jun 8, 2022Johnson Sean O.DEPUTY CIOBuy1,097$1.20$1.3KForm 4
Apr 7, 2022Neumayer ElliottChief Operating OfficerBuy20,000$1.56$31.2KForm 4
Apr 7, 2022Handler Greg E.Interim Co-CIOBuy14,468$1.56$22.6KForm 4
Apr 6, 2022Neumayer ElliottChief Operating OfficerBuy2,200$1.56$3.4KForm 4
Jan 5, 2022Wongtrakool Bonnie M.Chief Executive OfficerBuy4,893$2.22$10.8KForm 4
Dec 2, 2021Wongtrakool Bonnie M.Chief Executive OfficerBuy1,890$2.23$4.2KForm 4
Nov 26, 2021Handler Greg E.Interim Co-CIOBuy50,000$2.17$108.5KForm 4
Nov 24, 2021Handler Greg E.Interim Co-CIOBuy25,000$2.17$54.2KForm 4
Nov 23, 2021Neumayer ElliottChief Operating OfficerBuy5,000$2.16$10.8KForm 4
Nov 22, 2021Meyer LisaPRESIDENT AND CFOBuy1,210$2.19$2.6KForm 4
Nov 22, 2021Neumayer ElliottChief Operating OfficerBuy5,000$2.19$10.9KForm 4
Nov 19, 2021Meyer LisaPRESIDENT AND CFOBuy2,641$2.27$6.0KForm 4

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

SEC filer profile

How Western Asset Mortgage Capital Corp is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

  • Name on EDGARWestern Asset Mortgage Capital Corp1
  • CIK0001465885
  • Employer ID (EIN)27-02980921
  • Filer statusAccelerated filer<br>smaller reporting company1
  • Incorporated inDelaware1
  • Fiscal year endsDecember 311
  • Industry code (SIC)6798 Real Estate Investment Trusts1
  • SEC reviewing officeOffice of Real Estate & Construction, Division of Corporation Finance1
  • Business address385 East Colorado Boulevard, Pasadena, CA 911011
  • Phone626-844-94001
  • Shares outstanding6,049,559 as of Nov 8, 202310
  • Public float$72.3M as of Jun 30, 20228
  • On EDGAR sinceJun 12, 20091
  • Filings517 in all: 4 (148), 8-K (112), 10-Q (35), 3 (23), SC 13G/A (21), 424B5 (18), CORRESP (18), UPLOAD (17)1
    All 40 form types

    425 (16), 10-K (11), DEF 14A (11), S-11/A (11), DEFA14A (10), SC 13G (10), 4/A (8), EFFECT (7), ARS (4), FWP (4), S-3 (4), S-11 (3), 3/A (2), NT 10-K (2), PRE 14A (2), RW (2), S-3/A (2), S-8 (2), 10-12B (1), 10-Q/A (1), 15-12G (1), 25-NSE (1), 305B2 (1), 424B1 (1), 8-A12B (1), CERTNYS (1), D (1), DEFM14A (1), DEFR14A (1), DEL AM (1), POS AM (1), S-8 POS (1)

  • Latest filingsAnnual report (10-K) Mar 13, 2023
    Quarterly report (10-Q) Nov 8, 2023
    Proxy statement (DEF 14A) May 2, 2023
    Latest 8-K (8-K) Dec 6, 2023

Sources

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