WINT on OTC
WINDTREE THERAPEUTICS INC /DE/
We are a biotechnology company focused on advancing early and late-stage innovative therapies for critical conditions and diseases.1
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Last updated Oct 19, 2026.
Overview
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- TickerWINT on OTC1
- IndustryBiological Products, (No Diagnostic Substances)1
- HeadquartersWarrington, Pennsylvania1
- Incorporated inDE2
- Business address2600 Kelly Road, Suite 100, Warrington, Pa 189762
- Filer categoryNon-accelerated filer, Smaller reporting company2
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We are a biotechnology company focused on advancing early and late-stage innovative therapies for critical conditions and diseases. Our portfolio of product candidates includes istaroxime, a Phase 2 candidate that inhibits the sodium-potassium ATPase and also activates sarco endoplasmic reticulum Ca2+ -ATPase 2a, or SERCA2a, for acute heart failure and/or associated cardiogenic shock; preclinical SERCA2a activators for heart failure; rostafuroxin for the treatment of hypertension in patients with a specific genetic profile; and a preclinical atypical protein kinase C iota, or aPKCi, inhibitor (topical and oral formulations), being developed for potential application in rare and broad oncology indications. We also have a licensing business model with partnership out-licenses currently in place.3 From its latest annual report
Financials
From the company’s reports to the SEC. Every number links to the filing it came from.
Key numbers, fiscal 2019
Where the money goes
Where each dollar of revenue went, fiscal 2019
- Research and development50¢$12.7M
- Selling, general and admin48¢$12.4M
- Interest2¢$495.0K
Out of $198.0K in revenue.54 The company lost money this year.
Financial statements
| Fiscal year | 2018 | 2019 |
|---|---|---|
| Revenue | $1.8M5 | $198.0K5 |
| Cost of revenue | ||
| Research and development | $10.6M5 | $12.7M4 |
| Selling, general and admin | $7.4M5 | $12.4M4 |
| Operating expenses | ||
| Operating income | -$16.2M5 | -$24.9M4 |
| Interest | $1.4M5 | $495.0K4 |
| Income before tax | ||
| Income tax | ||
| Net income | -$20.5M5 | -$27.5M4 |
| Earnings per share | -$7.749 | |
| Earnings per share (diluted) | -$7.749 | |
| Shares (weighted, basic) |
| Fiscal year | 2018 | 2019 |
|---|---|---|
| Cash | $11.2M5 | $22.6M4 |
| Current assets | $25.7M5 | $23.9M4 |
| Property, plant and equipment | ||
| Goodwill | ||
| Intangible assets | ||
| Total assets | $119.4M5 | $119.0M4 |
| Accounts payable | ||
| Current liabilities | $20.6M5 | $7.8M4 |
| Long-term debt | ||
| Total liabilities | $51.3M5 | $44.0M4 |
| Retained earnings | ||
| Shareholders’ equity | $68.1M4 | $74.9M6 |
| Shares outstanding | 32.1M shares5 | 13.7M shares4 |
Cash flow is reported year to date, not quarter by quarter, so there are no separate quarterly figures.
Leadership
Who has led WINDTREE THERAPEUTICS INC /DE/, and when. Pick a name to see everywhere that person has worked.
Chair
Chief financial officer
Chief operating officer
- Chief executive officerCraig Fraser Feb 2, 2016 to now10
- Chief executive officerW. Thomas Amick Sep 8, 2009 to Feb 13, 201311
- Chief executive officerRobert J. Capetola Jan 5, 2006 to Dec 16, 200812
- ChairW. Thomas Amick Jan 23, 2012 to Jan 23, 201213
- PresidentCraig Fraser Feb 3, 2016 to now14
- PresidentRobert J. Capetola Jan 5, 2006 to Dec 16, 200812
- Chief financial officerJohn A. Tattory Feb 17, 2015 to Feb 3, 202315
- Chief operating officerEric Curtis Mar 19, 2020 to Aug 25, 202316
- Chief operating officerChristopher Schaber Jan 5, 2006 to Jan 5, 200617
Board members and other officers (36)
- VP, Controller, & CAOJamie McAndrew Sep 5, 2023 to Sep 5, 202318
- SVP, Gen Counsel, & Corp SecMary B. Templeton Esq. Feb 12, 2014 to May 27, 202019
- SVP, Chief Development OfficerSteven Simonson Nov 6, 2014 to now20
- VP, Quality OperationsMichael L. Magee May 7, 2012 to Mar 31, 201521
- Senior VP, R&DRussell Clayton Sep 22, 2011 to Mar 10, 201422
- VP, Principal Acct OfficerJohn A. Tattory Aug 26, 2010 to Mar 10, 201423
- Executive VP & Legal CounselDavid L. Lopez Jan 5, 2006 to Feb 9, 201124
- Sr VP, Business DevelopmentDeni M. Zodda Phd. Jan 5, 2006 to Jan 5, 200625
- Dir, Finance and ControllerKathleen A. McGowan Jan 5, 2006 to Jan 8, 200826
- SVP, Sales and MarketingMark G. Osterman Jan 5, 2006 to Jan 5, 200627
- Sr VP, Chief Medical OfficerRobert-Md Segal Jan 5, 2006 to Feb 9, 201128
- SVP, Manufacturing OperationsCharles F. Katzer Jan 20, 2006 to Feb 9, 201029
- Senior VP, Human ResourcesKathy Cole Feb 1, 2006 to Mar 31, 201530
- Board memberLeanne M. Kelly Jan 14, 2025 to now31
- Board memberAndrew Albert Kucharchuk Aug 5, 2025 to now32
- Board memberJed Latkin Aug 14, 2024 to now33
- Board memberSaundra L. Pelletier Aug 14, 2024 to now34
- Board memberMark Strobeck Jun 28, 2023 to Aug 25, 202335
- Board memberEvan Loh Feb 5, 2021 to Feb 5, 202136
- Board memberLeslie J. Williams Feb 5, 2021 to Aug 25, 202337
- Board memberRobert A. Scott Feb 9, 2021 to Aug 25, 202338
- Board memberDaniel E. Geffken Apr 26, 2019 to Aug 29, 202339
- Board memberBrian D. Schreiber Dec 31, 2018 to Feb 5, 202140
- Board memberCraig Fraser Feb 2, 2016 to now10
- Board memberJoseph M. Mahady Jan 4, 2013 to Feb 5, 202141
- Board memberJohn R. Leone Nov 14, 2012 to Feb 5, 202142
- Board memberBruce Peacock Sep 20, 2010 to Feb 5, 202143
- Board memberRobert J. Capetola Jan 5, 2006 to Dec 16, 200812
- Board memberAntonio Esteve Phd. Jun 19, 2006 to Jun 12, 201244
- Board memberHerbert H. McDade Jun 19, 2006 to Dec 22, 201045
- Board memberMarvin E. Rosenthale Jun 19, 2006 to Aug 8, 201646
- Board memberMax Link Jun 19, 2006 to Jun 12, 201247
- Board memberW. Thomas Amick Jun 19, 2006 to Oct 11, 201148
- General counselDiane Carman Jul 6, 2021 to Mar 2, 202349
- General counselDavid L. Lopez Aug 1, 2011 to Aug 1, 201150
- General counselMary B. Templeton Esq. Sep 22, 2011 to Mar 28, 201351
Former names
Timeline
Filings
279 filings to the SEC since October 2021: 6 annual reports, 13 quarterly reports, 96 major events, 50 insider forms, 15 large holders, 99 other. The latest 20:
- Jul 22, 20268-K EDGAR
- Apr 1, 2026NT 10-K EDGAR
- Jan 7, 20268-K EDGAR
- Dec 2, 20258-K EDGAR
- Nov 21, 2025424B3 EDGAR
- Nov 19, 202510-Q EDGAR
- Nov 14, 2025NT 10-Q EDGAR
- Nov 13, 2025424B3 EDGAR
- Oct 24, 2025S-1 EDGAR
- Oct 16, 20258-K EDGAR
- Oct 6, 20258-K EDGAR
- Sep 8, 20258-K EDGAR
- Sep 2, 20258-K EDGAR
- Aug 20, 20258-K EDGAR
- Aug 19, 202510-Q EDGAR
- Aug 14, 2025NT 10-Q EDGAR
- Aug 11, 2025ARS EDGAR
- Aug 8, 2025DEF 14A EDGAR
- Aug 8, 20258-K EDGAR
- Aug 5, 20253 EDGAR
The 279 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
20 open-market trades by officers, directors and large owners since October 2021: 19 buys and 1 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Oct 8, 2024 | Fraser CraigPresident and CEO | Buy | 5,431 | $0.91 | $4.9K | Form 4 |
| Sep 27, 2023 | Fraser CraigPresident and CEO | Buy | 2,500 | $1.02 | $2.5K | Form 4 |
| Sep 26, 2023 | Fraser CraigPresident and CEO | Buy | 2,500 | $0.90 | $2.2K | Form 4 |
| Apr 26, 2023 | Fraser CraigPresident and CEO | Buy | 1,497 | $1.77 | $2.6K | Form 4 |
| Apr 25, 2023 | Fraser CraigPresident and CEO | Buy | 1,315 | $1.89 | $2.5K | Form 4 |
| Jul 27, 2022 | Fraser CraigPresident and CEO | Buy | 2,500 | $0.38 | $950 | Form 4 |
| Jul 26, 2022 | Hamill John P.SVP & CFO | Buy | 3,000 | $0.37 | $1.1K | Form 4 |
| Jul 26, 2022 | Fraser CraigPresident and CEO | Buy | 2,500 | $0.37 | $925 | Form 4 |
| Jun 30, 2022 | Fraser CraigPresident and CEO | Buy | 4,500 | $0.43 | $1.9K | Form 4 |
| Jun 29, 2022 | Fraser CraigPresident and CEO | Buy | 7,000 | $0.42 | $2.9K | Form 4 |
| Mar 16, 2022 | Fraser CraigPresident and CEO | Buy | 2,000 | $0.98 | $2.0K | Form 4 |
| Mar 15, 2022 | Simonson StevenSVP, Chief Medical Officer | Buy | 5,000 | $1.00 | $5.0K | Form 4 |
| Mar 15, 2022 | Fraser CraigPresident and CEO | Buy | 3,000 | $0.98 | $2.9K | Form 4 |
| Dec 30, 2021 | Center Laboratories, Inc.10% owner | Buy | 1,239,088 | $1.60 | $2.0M | Form 4 |
| Dec 30, 2021 | Bioengine Capital Inc.10% owner | Sale | 1,239,088 | $1.60 | $2.0M | Form 4 |
| Nov 19, 2021 | Fraser CraigPresident and CEO | Buy | 930 | $1.60 | $1.5K | Form 4 |
| Nov 18, 2021 | Fraser CraigPresident and CEO | Buy | 930 | $1.61 | $1.5K | Form 4 |
| Oct 22, 2021 | Fraser CraigPresident and CEO | Buy | 3,000 | $1.90 | $5.7K | Form 4 |
| Oct 19, 2021 | Huang JamesDirector | Buy | 50,000 | $1.90 | $95.0K | Form 4 |
| Oct 19, 2021 | Fraser CraigPresident and CEO | Buy | 3,000 | $1.91 | $5.7K | Form 4 |
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- ARMISTICE CAPITAL, LLCSCHEDULE 13G/A, 2 filings Nov 14, 2024 to Feb 14, 202552
- James E. FlynnSC 13G/A, 2 filings Feb 1, 2024 to Nov 14, 202453
- Lind Global Fund II LPSC 13G/A, 3 filings Apr 28, 2023 to Nov 14, 202454
- Lincoln Park Capital Fund, LLCSC 13G/A, 2 filings Apr 24, 2023 to Feb 14, 202455
- Krishna DuvvuriSC 13G, 1 filing Nov 13, 202356
- James HuangSC 13D/A, 4 filings Feb 9, 2023 to May 17, 202357
- Center Laboratories, Inc.SC 13G/A, 1 filing Jan 10, 202258
Sources
The numbers on this page point here. Each one links to the record it came from.
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- 13SEC EDGARW. Thomas Amick, Chair
- 14SEC EDGARCraig Fraser, President
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- 16SEC EDGAREric Curtis, Chief operating officer
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- 22SEC EDGARRussell Clayton, Senior VP, R&D
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- 31SEC EDGARLeanne M. Kelly, Board member
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- 33SEC EDGARJed Latkin, Board member
- 34SEC EDGARSaundra L. Pelletier, Board member
- 35SEC EDGARMark Strobeck, Board member
- 36SEC EDGAREvan Loh, Board member
- 37SEC EDGARLeslie J. Williams, Board member
- 38SEC EDGARRobert A. Scott, Board member
- 39SEC EDGARDaniel E. Geffken, Board member
- 40SEC EDGARBrian D. Schreiber, Board member
- 41SEC EDGARJoseph M. Mahady, Board member
- 42SEC EDGARJohn R. Leone, Board member
- 43SEC EDGARBruce Peacock, Board member
- 44SEC EDGARAntonio Esteve Phd., Board member
- 45SEC EDGARHerbert H. McDade, Board member
- 46SEC EDGARMarvin E. Rosenthale, Board member
- 47SEC EDGARMax Link, Board member
- 48SEC EDGARW. Thomas Amick, Board member
- 49SEC EDGARDiane Carman, General counsel
- 50SEC EDGARDavid L. Lopez, General counsel
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