WTI Fund XI, Inc.

Overview

• HeadquartersPortola Valley, California¹
• Incorporated inMD²
• Business address104 La Mesa Drive, Suite 102, Portola Valley, Ca 94028²
• Filer categoryNon-accelerated filer²

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WTI Fund XI, Inc. (the “Fund”) was incorporated in Maryland on February 1, 2023 as a non-diversified, closed-end management investment company that elected to be treated as a business development company (“BDC”) under the Investment Company Act of 1940, as amended (the “1940 Act”) and is managed by Westech Investment Advisors LLC (the “Manager” or “Management”), whose ultimate parent is Ridgepost Capital, Inc. (formerly known as P10, Inc.), a Delaware corporation. The Fund is a wholly-owned subsidiary of WTI Fund XI, LLC, a Delaware limited liability company (the “Company”). The Fund’s investment objective is to achieve superi or risk-adjusted investment returns. The Fund primarily provides debt financing to carefully selected companies that have received equity funding from traditional sources of venture capital equity funding (i.e., a professionally managed venture capital firm), as we…³ From its latest annual report

Corporate structure

WTI Fund XI, Inc. sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Built from major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

What it owns

What WTI Fund XI, Inc. reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.

Investments

Properties, in its own words

All of the Fund’s office space is provided by the Manager. The executive offices are located at 104 La Mesa Drive, Suite 102, Portola Valley, CA 94028.

Item 2 of the 10-K filed Mar 13, 2026.³

Leadership

Who has led WTI Fund XI, Inc., and when. Pick a name to see everywhere that person has worked.

• Chief executive officerDavid R. Wanek Apr 1, 2024 to Apr 1, 2024⁸
• ChairMaurice Clark Werdegar Apr 1, 2024 to Apr 1, 2024⁹
• PresidentDavid R. Wanek Apr 1, 2024 to Apr 1, 2024⁸
• Chief financial officerJared S. Thear Apr 1, 2024 to Apr 1, 2024¹⁰

Timeline

1. May 26, 20268-K Shareholder vote¹⁴
2. May 23, 20258-K Shareholder vote¹⁵
3. Aug 7, 20248-K New debt or obligation¹⁶
4. May 21, 20248-K Shareholder vote¹⁷
5. Apr 1, 2024New chief executive David R. Wanek becomes CEO⁸

Filings

41 filings to the SEC since October 2021: 2 annual reports, 8 quarterly reports, 4 major events, 12 insider forms, 1 large holders, 14 other. The latest 20:

1. Aug 13, 202610-Q WTI XI 10-Q Q2 2026 EDGAR
2. May 26, 20268-K EDGAR
3. May 22, 202640-17G 40-17G WTI11 FIDELITY BOND 2026 EDGAR
4. May 14, 202610-Q EDGAR
5. Apr 7, 2026ARS WTIXI ARS DECEMBER 31, 2025 EDGAR
6. Apr 7, 2026DEF 14A WTI11INC DEFINITIVE PROXY STATEMENT 2026 DEF14A EDGAR
7. Mar 13, 202610-K WTI XI 10-K 12.31.25 EDGAR
8. Nov 13, 202510-Q WTI 11 10-Q Q3 2025 EDGAR
9. Aug 13, 202510-Q WTI FUND XI INC 06.30.2025 10-Q EDGAR
10. Jun 27, 202540-17G WTI11 40-17G FIDELITY BOND 2025 EDGAR
11. May 23, 20258-K EDGAR
12. May 14, 202510-Q WTI XI 10Q Q1 2025 EDGAR
13. Apr 3, 2025ARS WTI 11 ARS DECEMBER 31, 2024 EDGAR
14. Apr 3, 2025DEF 14A WTI XI DEF 14A 2025 EDGAR
15. Mar 17, 202510-K WTI FUND XI 10-K 2024 EDGAR
16. Nov 14, 2024SC 13G EDGAR
17. Nov 13, 202410-Q WTI XI 10-Q Q3 2024 EDGAR
18. Aug 13, 202410-Q WTI XI Q2 2024 10-Q EDGAR
19. Aug 7, 20248-K EDGAR
20. Jun 28, 202440-17G WTI11 40-17G FIDELITY BOND 2024 EDGAR

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

3 open-market trades by officers, directors and large owners since October 2021: 3 buys and 0 sales. Grants, option exercises and gifts are left out.

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

• Westech Investment Advisors LLCSC 13G, 1 filing Nov 14, 2024¹⁸

SEC filer profile

How WTI Fund XI, Inc. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

• Name on EDGARWTI Fund XI, Inc.¹
• CIK0001987731
• Employer ID (EIN)92-1737785³
• Filer statusNon-accelerated filer not an emerging growth company; not a smaller reporting company; not a shell company³
• Incorporated inMaryland³
• Fiscal year endsDecember 31¹
• Business address104 La Mesa Drive, Suite 102, Portola Valley, CA 94028¹
• Phone650-234-4300¹
• Shares outstanding100,000 as of Aug 13, 2026⁶
• Public float$0 as of Jun 30, 2025⁴
• AuditorDeloitte & Touche LLP, San Francisco, California PCAOB ID 34; no auditor attestation of internal control over financial reporting³
• On EDGAR sinceFeb 1, 2024¹
• Filings42 in all: 3 (9), 10-Q (8), 8-K (4), 4 (3), 40-17G (3), ARS (3), DEF 14A (3), 10-K (2)¹
  All 15 form types

  10-12G (1), 10-12G/A (1), 40-APP (1), CORRESP (1), N-54A (1), SC 13G (1), UPLOAD (1)

• Latest filingsAnnual report (10-K) Mar 13, 2026
  Quarterly report (10-Q) Aug 13, 2026
  Proxy statement (DEF 14A) Apr 7, 2026
  Latest 8-K (8-K) May 26, 2026

Risk factors and legal proceedings

The risks WTI Fund XI, Inc. names in Item 1A of its 10-K filed Mar 13, 2026: 1 risk under these headings, as written.³

• INVESTMENT RISKS

Legal proceedings

The Fund may become party to certain lawsuits from time to time in the normal course of business. While the outcome of any legal proceedings cannot now be predicted with certainty, the Fund does not expect any such proceedings will have a material effect upon the Fund's financial condition or results of operation. Management is not aware of any pending legal proceedings involving the Fund. The Fund is not currently a party to any material legal proceedings.

The opening of Item 3, Legal Proceedings.³