Overview
- IndustryPharmaceutical Preparations1
- HeadquartersEmeryville1
- Websitezogenix.com/c/company
- Legal formDelaware corporation1
- Incorporated inDE4
- Business address5959 Horton Street, Suite 500, Emeryville, Ca 946084
- Filer categoryLarge accelerated filer4
- LEI54930089H3HF4C32SK783
- StatusActive3
- LEI statusLapsed (not renewed)3
- Registered addressC/O The Corporation Trust Company, 19801 Wilmington, United States3
- Registered withDivision of Corporations, Department of State, 41572813
Financials
From the company’s reports to the SEC. Every number links to the filing it came from.
Key numbers, fiscal 2021
Where the money goes
Where each dollar of revenue went, fiscal 2021
- Cost of revenue3¢$4.8M
- Selling, general and admin97¢$148.5M
- Income tax0¢$105.0K
Out of $74.7M in revenue.5 The company lost money this year.
Financial statements
No quarterly figures reported.
| Fiscal year | 2015 | 2016 | 2017 | 2018 | 2019 | 2020 | 2021 |
|---|---|---|---|---|---|---|---|
| Revenue | $27.2M6 | $28.9M6 | $9.8M7 | $08 | $3.6M5 | $9.6M5 | $74.7M5 |
| Cost of revenue | $010 | $010 | $10.7M7 | $08 | $05 | $542.0K5 | $4.8M5 |
| Research and development | $27.9M6 | $41.8M9 | $67.4M9 | $08 | $251.4M5 | $10.7M5 | $05 |
| Selling, general and admin | $26.3M6 | $27.0M9 | $25.9M7 | $39.0M8 | $60.8M5 | $99.6M5 | $148.5M5 |
| Operating income | -$47.7M6 | -$72.7M9 | -$119.9M7 | -$141.2M8 | -$429.8M5 | -$247.7M5 | -$224.1M5 |
| Interest | |||||||
| Income before tax | -$227.3M5 | ||||||
| Income tax | -$15.9M6 | -$948.0K9 | $07 | $08 | $05 | -$17.4M5 | $105.0K5 |
| Net income | $26.1M6 | -$69.7M9 | -$126.8M7 | -$123.9M8 | -$419.5M5 | -$209.4M5 | -$227.4M5 |
| Earnings per share | $1.226 | -$2.816 | -$4.656 | -$9.745 | -$3.905 | -$4.075 | |
| Earnings per share (diluted) | $1.226 | -$2.816 | -$4.656 | -$9.745 | -$3.905 | -$4.075 | |
| Shares (weighted, basic) | 55.9M shares5 | ||||||
| Shares (weighted, diluted) | 55.9M shares5 |
No quarterly figures reported.
| Fiscal year | 2015 | 2016 | 2017 | 2018 | 2019 | 2020 | 2021 |
|---|---|---|---|---|---|---|---|
| Cash | $155.3M6 | $91.6M6 | $293.5M9 | $68.5M7 | $62.1M8 | $166.9M5 | $101.2M5 |
| Receivables | $10.1M5 | ||||||
| Inventory | $5.5M5 | ||||||
| Current assets | $184.5M10 | $119.9M6 | $304.7M9 | $532.7M7 | $287.2M8 | $522.2M5 | $354.6M5 |
| Property, plant and equipment | $7.2M5 | ||||||
| Goodwill | $6.2M5 | ||||||
| Intangible assets | $90.7M5 | ||||||
| Total assets | $305.8M10 | $231.5M6 | $417.6M9 | $648.3M7 | $414.2M8 | $651.1M5 | $468.5M5 |
| Accounts payable | $22.0M5 | ||||||
| Current liabilities | $30.0M10 | $20.3M6 | $21.0M9 | $58.4M7 | $95.4M8 | $82.7M5 | $97.7M5 |
| Long-term debt | $15.9M10 | $18.8M6 | $06 | $08 | $149.4M5 | $158.2M5 | |
| Total liabilities | $125.5M7 | $169.2M8 | $281.5M5 | $289.5M5 | |||
| Retained earnings | -$1.6B5 | ||||||
| Shareholders’ equity | $182.8M9 | $120.8M7 | $301.5M8 | $522.8M5 | $245.1M5 | $369.7M5 | $179.0M5 |
| Shares outstanding | 24.8M shares11 | 24.8M shares6 | 34.8M shares9 | 42.1M shares7 | 45.3M shares8 | 55.7M shares5 | 56.1M shares5 |
Cash flow is reported year to date, not quarter by quarter, so there are no separate quarterly figures.
| Fiscal year | 2015 | 2016 | 2017 | 2018 | 2019 | 2020 | 2021 |
|---|---|---|---|---|---|---|---|
| Cash from operations | -$64.6M6 | -$72.9M9 | -$75.9M7 | -$111.7M8 | -$111.5M5 | -$167.5M5 | -$185.3M5 |
| Depreciation and amortization | $9.5M5 | ||||||
| Stock-based compensation | $35.5M5 | ||||||
| Capital spending | $308.0K6 | $103.0K9 | $76.0K7 | $1.0M8 | $9.5M5 | $679.0K5 | $83.0K5 |
| Free cash flow | -$64.9M | -$73.0M | -$76.0M | -$112.7M | -$121.0M | -$168.2M | -$185.4M |
| Cash from investing | $137.4M5 | ||||||
| Cash from financing | -$17.8M5 |
Corporate structure
Zogenix (United States) sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of Zogenix (United States)
- RA CAPITAL MANAGEMENT, L.P. Filed SC 13G/A on Zogenix (United States), latest May 16, 2022 (2 filings since Feb 14, 2022)
- Carlson Capital, L.P. Filed SC 13G on Zogenix (United States), latest Mar 14, 2022
- CADIAN CAPITAL MANAGEMENT, LP Filed SC 13G/A on Zogenix (United States), latest Feb 14, 2022
- Morgan Stanley Filed SC 13G/A on Zogenix (United States), latest Feb 11, 2022
- VANGUARD GROUP INC Filed SC 13G/A on Zogenix (United States), latest Feb 10, 2022
- Franklin Templeton Investments Filed SC 13G on Zogenix (United States), latest Feb 3, 2022
- Zogenix (United States) San Diego, California, United States
Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.
What it owns
What Zogenix (United States) reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.
Property and equipment
| Item | Latest | A year before | Change |
|---|---|---|---|
| Property and equipment, before depreciation | $11.4M5 Dec 31, 2021 | $11.5M5 Dec 31, 2020 | −1.4% |
| Accumulated depreciation | $4.2M5 Dec 31, 2021 | $2.8M5 Dec 31, 2020 | +48.5% |
| Property and equipment, net | $7.2M5 Dec 31, 2021 | $8.7M5 Dec 31, 2020 | −17.5% |
| Operating-lease assets (leased space) | $6.6M5 Dec 31, 2021 | $7.7M5 Dec 31, 2020 | −14.8% |
Investments
| Item | Latest | A year before | Change |
|---|---|---|---|
| Cash and cash equivalents | $101.2M5 Dec 31, 2021 | $166.9M5 Dec 31, 2020 | −39.4% |
| Marketable securities, current | $200.5M5 Dec 31, 2021 | $338.2M5 Dec 31, 2020 | −40.7% |
| Debt securities available for sale | $200.5M5 Dec 31, 2021 | $338.2M5 Dec 31, 2020 | −40.7% |
Intangibles and goodwill
| Item | Latest | A year before | Change |
|---|---|---|---|
| Goodwill | $6.2M5 Dec 31, 2021 | $6.2M5 Dec 31, 2020 | 0% |
| Intangible assets, net (excluding goodwill) | $90.7M5 Dec 31, 2021 | $98.6M5 Dec 31, 2020 | −8.0% |
| Indefinite-lived intangibles (excluding goodwill) | $08 Dec 31, 2020 | $102.5M8 Dec 31, 2019 | −100.0% |
| Finite-lived intangibles, gross | $102.5M5 Dec 31, 2021 | $102.5M5 Dec 31, 2020 | 0% |
| Accumulated amortization | $11.8M5 Dec 31, 2021 | $3.9M5 Dec 31, 2020 | +200.0% |
| Finite-lived intangibles, net | $90.7M5 Dec 31, 2021 | $98.6M8 Dec 31, 2020 | −8.0% |
Inventory
Leadership
Who has led Zogenix (United States), and when. Pick a name to see everywhere that person has worked.
Chief executive
President
Chief financial officer
Chief operating officer
- Chief executive officerStephen J. Farr May 14, 2015 to Mar 9, 202212
- Chief executive officerRoger Hawley Nov 22, 2010 to Jun 19, 201513
- PresidentStephen J. Farr Nov 22, 2010 to Mar 9, 202214
- Chief financial officerAnn D. Rhoads Nov 22, 2010 to Mar 16, 201615
- Chief operating officerAshish M. Sagrolikar Aug 11, 2021 to Mar 9, 202216
- Chief operating officerStephen J. Farr Nov 22, 2010 to Mar 17, 201514
Board members and other officers (22)
- EVP, GC and SecretaryShawnte Mitchell Apr 21, 2020 to Mar 9, 202217
- EVP & CHIEF COMMERCIAL OFFICERAshish M. Sagrolikar Jul 5, 2018 to Jul 6, 202118
- EVP/Chief Development OfficerGail M. Farfel Jul 6, 2015 to Mar 9, 202219
- EVP / General Manager, EuropeThierry J.p. Darcis Jul 6, 2015 to Mar 16, 201720
- Chief Medical OfficerBradley S. Galer Dec 18, 2013 to Mar 9, 202221
- Chief Commercial OfficerRichard Scott Shively Nov 30, 2012 to Jun 4, 201422
- Chief Development OfficerCynthia Y. Robinson Nov 22, 2010 to Mar 15, 201323
- Board memberCaroline M. Loewy Sep 23, 2020 to Mar 9, 202224
- Board memberDenelle J. Waynick Sep 23, 2020 to Mar 9, 202225
- Board memberMary E. Stutts Sep 23, 2020 to Mar 9, 202226
- Board memberRenee P. Tannenbaum Feb 10, 2015 to Mar 9, 202227
- Board memberJames B. Breitmeyer Mar 26, 2014 to Mar 9, 202228
- Board memberMark C. Wiggins May 25, 2011 to Mar 9, 202229
- Board memberArda Minocherhomjee Phd. Nov 22, 2010 to Jun 6, 201230
- Board memberCam L. Garner Nov 22, 2010 to Mar 9, 202231
- Board memberErle T. Mast Nov 22, 2010 to Mar 9, 202232
- Board memberJames C. Blair Nov 22, 2010 to May 22, 201433
- Board memberKen Haas Nov 22, 2010 to Nov 30, 201034
- Board memberKurt Wheeler Nov 22, 2010 to Jun 6, 201235
- Board memberLouis C. Bock Nov 22, 2010 to Mar 9, 202236
- Board memberRoger Hawley Nov 22, 2010 to Apr 2, 201913
- Board memberStephen J. Farr Nov 22, 2010 to Mar 9, 202214
Former names
- ZOGENIX INCSep 8, 2006 to Jul 14, 20104
Timeline
- Mar 7, 20228-K Entered a material agreement; Completed an acquisition or sale; Listing notice or transfer37
- Feb 28, 20228-K Results of operations38
- Feb 24, 20228-K Executive or director change39
- Jan 19, 20228-K Entered a material agreement; Regulation FD disclosure40
- Dec 2, 20218-K Other events41
- Nov 4, 20218-K Results of operations42
- May 14, 2015New chief executive Stephen J. Farr becomes CEO12
- Nov 22, 2010New chief executive Roger Hawley becomes CEO13
- 2006Founded Founded1
Calendar
When it reported results
Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar
Filings
56 filings to the SEC since October 2021: 2 annual reports, 1 quarterly reports, 6 major events, 18 insider forms, 7 large holders, 22 other. The latest 20:
- May 16, 2022SC 13G/A EDGAR
- Mar 17, 202215-12B EDGAR
- Mar 14, 2022SC 13G EDGAR
- Mar 9, 20224 FORM 4 SUBMISSION EDGAR
- Mar 9, 20224 FORM 4 SUBMISSION EDGAR
- Mar 9, 20224 FORM 4 SUBMISSION EDGAR
- Mar 9, 20224 FORM 4 SUBMISSION EDGAR
- Mar 9, 20224 FORM 4 SUBMISSION EDGAR
- Mar 9, 20224 FORM 4 SUBMISSION EDGAR
- Mar 9, 20224 FORM 4 SUBMISSION EDGAR
- Mar 9, 20224 FORM 4 SUBMISSION EDGAR
- Mar 9, 20224 FORM 4 SUBMISSION EDGAR
- Mar 9, 20224 FORM 4 SUBMISSION EDGAR
- Mar 9, 20224 FORM 4 SUBMISSION EDGAR
- Mar 9, 20224 FORM 4 SUBMISSION EDGAR
- Mar 9, 20224 FORM 4 SUBMISSION EDGAR
- Mar 9, 20224 FORM 4 SUBMISSION EDGAR
- Mar 9, 20224 FORM 4 SUBMISSION EDGAR
- Mar 7, 2022EFFECT EDGAR
- Mar 7, 2022EFFECT EDGAR
The 56 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
3 open-market trades by officers, directors and large owners since October 2021: 0 buys and 3 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Feb 1, 2022 | MAST ERLE TDirector | Sale | 1,250 | $26.04 | $32.5K | Form 4 |
| Jan 19, 2022 | MAST ERLE TDirector | Sale | 15,000 | $26.09 | $391.4K | Form 4 |
| Nov 29, 2021 | TANNENBAUM RENEE PDirector | Sale | 5,305 | $11.72 | $62.2K | Form 4 |
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- RA CAPITAL MANAGEMENT, L.P.SC 13G/A, 2 filings Feb 14, 2022 to May 16, 202243
- Carlson Capital, L.P.SC 13G, 1 filing Mar 14, 202244
- CADIAN CAPITAL MANAGEMENT, LPSC 13G/A, 1 filing Feb 14, 202245
- Morgan StanleySC 13G/A, 1 filing Feb 11, 202246
- VANGUARD GROUP INCSC 13G/A, 1 filing Feb 10, 202247
- Franklin Templeton InvestmentsSC 13G, 1 filing Feb 3, 202248
SEC filer profile
How Zogenix (United States) is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARZOGENIX, INC.2
- CIK0001375151
- Employer ID (EIN)20-53007802
- Filer statusLarge accelerated filer2
- Incorporated inDelaware2
- Fiscal year endsDecember 312
- Industry code (SIC)2834 Pharmaceutical Preparations2
- Business address5959 Horton Street, Suite 500, Emeryville, CA 946082
- Phone(510) 550-83002
- Shares outstanding56,228,303 as of Feb 28, 202249
- Public float$863.0M as of Jun 30, 202149
- On EDGAR sinceSep 8, 20062
- Filings886 in all: 4 (296), 8-K (215), SC 13G/A (65), 3 (42), 10-Q (33), SC 13G (31), CT ORDER (19), 424B5 (15)2
All 52 form types
10-K (12), CORRESP (11), DEF 14A (11), DEFA14A (11), EFFECT (9), UPLOAD (9), S-1/A (8), S-8 (7), S-8 POS (7), SC 14D9/A (7), 4/A (5), D (5), PRE 14A (5), S-3 (5), 8-K/A (4), 10-K/A (3), 144 (3), REGDEX (3), S-1 (3), SC 13D (3), SC 13D/A (3), SC TO-C (3), SC TO-T/A (3), SD (3), 424B4 (2), ARS (2), POS AM (2), REGDEX/A (2), S-3ASR (2), SC14D9C (2), SEC STAFF LETTER (2), 10-Q/A (1), 15-12B (1), 25-NSE (1), 424B3 (1), 8-A12B (1), CERTNAS (1), D/A (1), FWP (1), POS EX (1), RW (1), S-3MEF (1), SC 14D9 (1), SC TO-T (1)
- Latest filingsAnnual report (10-K) Mar 1, 2022
Quarterly report (10-Q) Nov 8, 2021
Proxy statement (DEF 14A) Apr 15, 2021
Latest 8-K (8-K) Mar 7, 2022
Links
- Websitezogenix.com/c/company1
- WikidataQ30269425
- SEC EDGARCIK 1375151
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1
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- 14SEC EDGARStephen J. Farr, President
- 15
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- 24SEC EDGARCaroline M. Loewy, Board member
- 25SEC EDGARDenelle J. Waynick, Board member
- 26SEC EDGARMary E. Stutts, Board member
- 27SEC EDGARRenee P. Tannenbaum, Board member
- 28SEC EDGARJames B. Breitmeyer, Board member
- 29SEC EDGARMark C. Wiggins, Board member
- 30
- 31SEC EDGARCam L. Garner, Board member
- 32SEC EDGARErle T. Mast, Board member
- 33SEC EDGARJames C. Blair, Board member
- 34SEC EDGARKen Haas, Board member
- 35SEC EDGARKurt Wheeler, Board member
- 36SEC EDGARLouis C. Bock, Board member
- 37
- 38SEC EDGARResults of operations
- 39SEC EDGARExecutive or director change
- 40
- 41SEC EDGAROther events
- 42SEC EDGARResults of operations
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