Brett Kaufman

Chief Financial Officer, LADENBURG THALMANN FINANCIAL SERVICES INC.

Companies

Advanced Flower Capital Inc.Chief financial officer Aug 9, 2021 to Jan 5, 2023¹
AFC BDC Inc.Chief financial officer Apr 6, 2022 to May 2, 2022²

Holdings

Stock this person has reported owning, from the forms officers and directors file with the SEC. See the biggest insider stakes.

Shares held

Advanced Flower Capital Inc. AFCG58,254 shares³$180.0K at $3.09Jan 5, 2023
AFC BDC Inc.5,000 shares⁴Apr 28, 2022

As of each latest filing. The line shows shares held over time.

Recent filings

Jan 3, 2023Granted 3,211 shares at $15.57 of Advanced Flower Capital Inc.³
May 11, 2022Bought 3,000 shares at $16.70 of Advanced Flower Capital Inc.⁵
Apr 28, 2022Other 5,000 shares at $20.00 of AFC BDC Inc.⁴
Apr 28, 2022Other 5,000 shares at $20.00 of AFC BDC Inc.⁶
Mar 18, 2022Bought 2,000 shares at $19.27 of Advanced Flower Capital Inc.⁷
Mar 18, 2022Granted 2,000 shares at $19.27 of Advanced Flower Capital Inc.⁸
Sep 2, 2021Gift 49,043 shares of Advanced Flower Capital Inc.⁹

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARAdvanced Flower Capital Inc., Chief financial officer
2
SEC EDGARAFC BDC Inc., Chief financial officer
3
SEC EDGARAdvanced Flower Capital Inc. shares after the filing of Jan 5, 2023
4
SEC EDGARAFC BDC Inc. shares after the filing of Apr 28, 2022
5
SEC EDGARForm 4 filed May 13, 2022
6
SEC EDGARForm 4 filed May 2, 2022
7
SEC EDGARForm 4 filed Mar 21, 2022
8
SEC EDGARForm 4 filed Mar 21, 2022
9
SEC EDGARForm 5 filed Feb 11, 2022