Donald J. Umpleby Iii.

Companies

• Caterpillar Inc.Chair Feb 14, 2019 to now¹
• Caterpillar Inc.Chief executive officer Mar 8, 2017 to Mar 5, 2025²
• Caterpillar Inc.Board member Mar 8, 2017 to Mar 6, 2024²
• Caterpillar Inc.President Jan 11, 2013 to Nov 15, 2016³

Holdings

Stock this person has reported owning, from the forms officers and directors file with the SEC. See the biggest insider stakes.

Shares held

• Caterpillar Inc. CAT465,228 shares⁴$343.9M at $739.12Mar 6, 2026

As of each latest filing. The line shows shares held over time.

Recent filings

• Mar 4, 2026Shares withheld for tax 1,546 shares at $738.42 of Caterpillar Inc.⁴
• Mar 3, 2026Shares withheld for tax 1,591 shares at $719.13 of Caterpillar Inc.⁵
• Feb 10, 2026Shares withheld for tax 13,571 shares at $744.83 of Caterpillar Inc.⁶
• Feb 10, 2026Granted 34,986 shares of Caterpillar Inc.⁶
• Nov 28, 2025Gift 2,350 shares of Caterpillar Inc.⁷
• Oct 10, 2025Sold 17,166 shares at $505.29 of Caterpillar Inc.⁸
• Sep 22, 2025Sold 17,166 shares at $462.65 of Caterpillar Inc.⁹
• Sep 2, 2025Sold 17,168 shares at $412.87 of Caterpillar Inc.¹⁰
• Mar 4, 2025Shares withheld for tax 1,528 shares at $325.30 of Caterpillar Inc.¹¹
• Mar 3, 2025Granted 12,733 shares of Caterpillar Inc.¹¹
• Feb 11, 2025Shares withheld for tax 14,163 shares at $362.70 of Caterpillar Inc.¹²
• Feb 11, 2025Granted 36,126 shares of Caterpillar Inc.¹²
• Nov 7, 2024Shares withheld for tax 59,851 shares at $413.02 of Caterpillar Inc.¹³
• Nov 7, 2024Exercised options 87,053 shares at $196.70 of Caterpillar Inc.¹³
• Nov 7, 2024Gift 2,400 shares of Caterpillar Inc.¹³
• Mar 4, 2024Granted 12,181 shares of Caterpillar Inc.¹⁴
• Feb 26, 2024Gift 8,081 shares of Caterpillar Inc.¹⁵
• Feb 26, 2024Gift 8,081 shares of Caterpillar Inc.¹⁵
• Feb 13, 2024Shares withheld for tax 16,835 shares at $313.40 of Caterpillar Inc.¹⁶
• Feb 13, 2024Granted 42,136 shares of Caterpillar Inc.¹⁶
• Dec 18, 2023Shares withheld for tax 51,615 shares at $286.72 of Caterpillar Inc.¹⁷
• Dec 18, 2023Exercised options 75,701 shares at $127.60 of Caterpillar Inc.¹⁷
• Dec 18, 2023Shares withheld for tax 115,366 shares at $286.72 of Caterpillar Inc.¹⁷
• Dec 18, 2023Exercised options 163,615 shares at $138.35 of Caterpillar Inc.¹⁷
• Dec 18, 2023Shares withheld for tax 133,467 shares at $286.72 of Caterpillar Inc.¹⁷