DOMH on Nasdaq
Dominari Holdings Inc.
American security brokers company, incorporated in Delaware. Summary from the record
Price unavailable
Last updated Oct 19, 2026.
Overview
Compare with SIEBERT FINANCIAL CORP, Navient or Cohen & Co Inc., or pick any stock.
- TickerDOMH on Nasdaq1
- IndustrySecurity Brokers, Dealers & Flotation Companies1
- HeadquartersNew York, New York1
- Incorporated inDE2
- Business address725 Fifth Avenue, 22Nd Floor, New York, Ny 100222
- Filer categoryNon-accelerated filer, Smaller reporting company2
See how the biggest companies compare on our leaderboards
Membership Interests. As a result of the ownership change, FPS was renamed Dominari Securities LLC.3 From its latest annual report
Financials
From the company’s reports to the SEC. Every number links to the filing it came from.
Key numbers, fiscal 2025
Where the money goes
Where each dollar of revenue went, fiscal 2025
- Other costs94¢$115.8M
- Income tax6¢$7.3M
Out of $123.1M in revenue.4 The company lost money this year.
Where each dollar of operating cash went, fiscal 2025
- Dividends paid52¢$11.9M
- Kept or used elsewhere48¢$10.8M
Out of $22.7M of cash from operations.4
Financial statements
Every line of the income statement as filed: the last 2 fiscal years, latest first.4
| Period ending | 2025-12-31 | 2024-12-31 |
|---|---|---|
| Underwriting services | $79.0M | $11.4M |
| Carried interest | $22.7M | |
| Commissions | $19.6M | $6.1M |
| Interest income | $1.3M | $666.0K |
| Principal transactions | -$872.0K | $2.2M |
| Other revenue | $1.4M | $720.0K |
| Total revenue | $123.1M | $21.0M |
| Compensation and benefits | $145.3M | $22.0M |
| Advisory fees | $21.1M | $116.0K |
| Legal fees | $2.9M | $722.0K |
| Professional and consulting fees | $3.0M | $2.7M |
| Other expenses | $6.6M | $4.2M |
| Total operating expenses | $178.8M | $29.7M |
| Loss from operations | -$55.7M | -$8.7M |
| Other income | $10.0K | $86.0K |
| Interest income | $65.0K | $293.0K |
| Gain on marketable securities, net | $42.3M | $3.1M |
| Realized and unrealized gain (loss) on notes receivable, net | $221.0K | -$2.3M |
| Change in carrying value of investments | -$7.1M | |
| Total other income (expenses) | $42.6M | -$6.0M |
| Net loss before income tax expense | -$13.2M | -$14.7M |
| Provision for income taxes | $7.3M | |
| Net loss | -$20.5M | -$14.7M |
| Less: Net income attributable to non-controlling interests | $2.0M | |
| Net loss attributable to common stockholders of Dominari Holdings Inc. | -$22.4M | -$14.7M |
| Basic (in Dollars per share) | -$1.57 | -$2.38 |
| Diluted (in Dollars per share) | -$1.57 | -$2.38 |
| Basic (in Shares) | 14.3M shares | 6.2M shares |
| Diluted (in Shares) | 14.3M shares | 6.2M shares |
No quarter-by-quarter statement was filed.
Every line of the balance sheet as filed: the last 4 fiscal years (annual) or 4 quarters (quarterly), latest first.4
| Period ending | 2025-12-31 | 2025-11-30 | 2024-12-31 | 2023-12-31 |
|---|---|---|---|---|
| Cash and cash equivalents | $34.0M | $4.1M | ||
| Marketable securities | $46.5M | $4.2M | ||
| Securities owned | $9.8M | $1.6M | ||
| Receivable from clearing brokers | $4.0M | $17.3M | ||
| Long-term equity investments | $11.7M | $12.3M | ||
| Loans to employees | $1.8M | $2.1M | ||
| Right-of-use assets | $2.7M | $2.9M | ||
| Notes receivable | $902.0K | |||
| Prepaid expenses and other assets | $2.4M | $1.7M | ||
| Total assets | $112.9M | $47.1M | ||
| Accounts payable and accrued expenses | $611.0K | $919.0K | ||
| Accrued compensation and commissions | $17.8M | $2.1M | ||
| Accrued dividends payable | $10.3M | |||
| Contract liabilities | $4.5M | $1.1M | ||
| Lease liability | $2.8M | $3.0M | ||
| Income taxes payable | $7.3M | |||
| Other liabilities | $173.0K | $157.0K | ||
| Total liabilities | $43.5M | $7.3M | ||
| Additional paid-in capital | $337.5M | $263.8M | ||
| Treasury stock, as of cost, 0 shares and 60,148 shares as of December 31, 2025 and 2024, respectively | -$501.0K | |||
| Accumulated deficit | -$268.1M | -$223.5M | ||
| Total stockholders equity | $69.4M | $39.9M | $52.9M | |
| Total liabilities and stockholders equity | $112.9M | $47.1M | ||
| Preferred stock, par value (in Dollars per share) | $0.00 | $0.00 | ||
| Preferred stock, shares authorized (in Shares) | 50.0M shares | 50.0M shares | ||
| Common stock, par value (in Dollars per share) | $0.00 | $0.00 | ||
| Common stock, shares authorized (in Shares) | 100.0M shares | 100.0M shares | ||
| Common stock, shares issued (in Shares) | 16.1M shares | 316.3K shares | 7.0M shares | |
| Common stock, shares outstanding (in Shares) | 16.1M shares | 7.0M shares | ||
| Treasury stock, at cost (in Shares) | 60.1K shares |
| Period ending | 2025-12-31 | 2025-11-30 | 2024-12-31 | 2023-12-31 |
|---|---|---|---|---|
| Cash and cash equivalents | $34.0M | $4.1M | ||
| Marketable securities | $46.5M | $4.2M | ||
| Securities owned | $9.8M | $1.6M | ||
| Receivable from clearing brokers | $4.0M | $17.3M | ||
| Long-term equity investments | $11.7M | $12.3M | ||
| Loans to employees | $1.8M | $2.1M | ||
| Right-of-use assets | $2.7M | $2.9M | ||
| Notes receivable | $902.0K | |||
| Prepaid expenses and other assets | $2.4M | $1.7M | ||
| Total assets | $112.9M | $47.1M | ||
| Accounts payable and accrued expenses | $611.0K | $919.0K | ||
| Accrued compensation and commissions | $17.8M | $2.1M | ||
| Accrued dividends payable | $10.3M | |||
| Contract liabilities | $4.5M | $1.1M | ||
| Lease liability | $2.8M | $3.0M | ||
| Income taxes payable | $7.3M | |||
| Other liabilities | $173.0K | $157.0K | ||
| Total liabilities | $43.5M | $7.3M | ||
| Additional paid-in capital | $337.5M | $263.8M | ||
| Treasury stock, as of cost, 0 shares and 60,148 shares as of December 31, 2025 and 2024, respectively | -$501.0K | |||
| Accumulated deficit | -$268.1M | -$223.5M | ||
| Total stockholders equity | $69.4M | $39.9M | $52.9M | |
| Total liabilities and stockholders equity | $112.9M | $47.1M | ||
| Preferred stock, par value (in Dollars per share) | $0.00 | $0.00 | ||
| Preferred stock, shares authorized (in Shares) | 50.0M shares | 50.0M shares | ||
| Common stock, par value (in Dollars per share) | $0.00 | $0.00 | ||
| Common stock, shares authorized (in Shares) | 100.0M shares | 100.0M shares | ||
| Common stock, shares issued (in Shares) | 16.1M shares | 316.3K shares | 7.0M shares | |
| Common stock, shares outstanding (in Shares) | 16.1M shares | 7.0M shares | ||
| Treasury stock, at cost (in Shares) | 60.1K shares |
Every line of the cash flow as filed: the last 2 fiscal years, latest first.4
| Period ending | 2025-12-31 | 2024-12-31 |
|---|---|---|
| Net loss | -$20.5M | -$14.7M |
| Amortization of right-of-use assets | $223.0K | $391.0K |
| Depreciation | $105.0K | $105.0K |
| Change in carrying value of long-term investment | $7.1M | |
| Non-cash underwriting revenues | -$27.3M | -$176.0K |
| Non-cash commission expense | $20.3M | |
| Stock-based compensation employees | $34.0M | $1.6M |
| Stock-based compensation advisors | $21.0M | |
| Realized gain on marketable securities | -$345.0K | -$6.5M |
| Unrealized (gain) loss on marketable securities | -$42.3M | $3.1M |
| Unrealized (gain) loss on securities owned | -$1.6M | -$1.4M |
| Realized and unrealized (gain) loss on note receivable | -$221.0K | $2.3M |
| Prepaid expenses and other assets | -$451.0K | -$122.0K |
| Receivable from clearing brokers | $13.3M | -$9.6M |
| Accounts payable and accrued expenses | -$309.0K | -$117.0K |
| Accrued compensation and commissions | $15.7M | $1.9M |
| Contract liabilities | $3.4M | $1.1M |
| Right of use asset and liability, net | -$198.0K | -$410.0K |
| Income taxes payable | $7.3M | |
| Securities owned | $441.0K | -$1.6M |
| Other liabilities | $91.0K | $135.0K |
| Notes receivable, at fair value - net interest accrued | -$21.0K | $57.0K |
| Net cash provided by (used in) operating activities | $22.7M | -$16.7M |
| Purchase of marketable securities | -$18.0M | -$6.2M |
| Sale of marketable securities | $17.9M | $21.2M |
| Collection of principal on note receivable | $1.1M | $1.0M |
| Loans to employees | -$2.4M | |
| Purchase of long-term investments | -$150.0K | |
| Redemption of long-term investments | $538.0K | $4.3M |
| Collection of loans to employees | $383.0K | $240.0K |
| Net cash provided by investing activities | $1.9M | $18.0M |
| Cash paid for Dividends | -$11.9M | |
| Distributions to non-controlling interest | -$2.0M | |
| Cash from issuance common stock, net of offering cost | $13.6M | |
| Cash from issuance common stock for exercised warrants | $5.6M | |
| Net cash provided by financing activities | $5.3M | |
| Net increase in cash and cash equivalents | $29.9M | $1.2M |
| Cash paid for interest and taxes | $485.0K | $9.0K |
| Transfer from long-term investment to marketable securities | $1.0M | |
| Right-to-use assets established | $228.0K | |
| Operating lease liabilities established | $228.0K |
No quarter-by-quarter statement was filed.
Leadership
Who has led Dominari Holdings Inc., and when. Pick a name to see everywhere that person has worked.
Chief executive
Chair
Chief financial officer
Chief operating officer
- Chief executive officerKyle Michael Wool Aug 30, 2022 to Aug 30, 202212
- Chief executive officerHarvey J. Kesner Apr 9, 2013 to Aug 12, 201313
- Chief executive officerAnthony Hayes Sep 13, 2013 to Aug 30, 202214
- Chief executive officerClaire L. Kruger Sep 20, 2007 to Nov 17, 201115
- ChairPaul Cox Jr. May 14, 2008 to May 14, 200816
- PresidentKyle Michael Wool Dec 26, 2023 to now17
- PresidentRobert A. Lodder Sep 20, 2007 to Jan 7, 201318
- Chief financial officerTim S. Ledwick Mar 25, 2026 to now19
- Chief financial officerGeorge Way Oct 4, 2023 to Oct 4, 202320
- Chief financial officerFrank Reiner Jul 7, 2015 to Mar 22, 201621
- Chief financial officerRichard Cohen Feb 5, 2014 to Feb 5, 201422
- Chief financial officerMichael H. Pollack Oct 16, 2013 to Oct 16, 201323
- Chief operating officerChristopher Franklin Devall Jan 6, 2023 to now24
Board members and other officers (28)
- Chief Compliance OfficerJaime Mercado Jr. Apr 5, 2024 to Apr 5, 202425
- Executive OfficerGilbert Levin V. Jun 19, 2007 to Jun 19, 200726
- VP, InfoSpherix OperationsRoger A. Downs Apr 10, 2006 to Apr 10, 200627
- VP, Info. Tech., InfoSpherixSteven M. Wade Apr 10, 2006 to Apr 10, 200628
- Board memberRonald J. Lieberman Jan 29, 2025 to Feb 20, 202529
- Board memberBrian Keith Parsley Sep 29, 2025 to now30
- Board memberRonald Craig Lieberman Sep 30, 2025 to now31
- Board memberKyle Haug Nov 17, 2023 to now32
- Board memberSoo Yu Aug 30, 2022 to now33
- Board memberKyle Michael Wool Apr 16, 2021 to now34
- Board memberPaul Lemire May 19, 2020 to Aug 30, 202235
- Board memberGregory James Blattner May 7, 2018 to now36
- Board memberEric Weisblum Nov 22, 2016 to Feb 20, 201837
- Board memberJeffrey Ballabon Apr 30, 2015 to Aug 12, 201638
- Board memberTim S. Ledwick Jul 16, 2015 to Feb 12, 202539
- Board memberAnthony Hayes Sep 13, 2013 to now14
- Board memberAlexander I. Poltorak Oct 30, 2013 to Apr 30, 201540
- Board memberEdward M. Karr Nov 19, 2012 to Apr 7, 201441
- Board memberHarvey J. Kesner Nov 19, 2012 to May 30, 201442
- Board memberThomas Peter Jun 5, 2009 to Aug 17, 201243
- Board memberMelissaratos Aristides May 14, 2008 to Aug 17, 201244
- Board memberGilbert Levin V. Jun 19, 2007 to Dec 27, 201026
- Board memberClaire L. Kruger Sep 20, 2007 to Nov 17, 201115
- Board memberRobert J. Vanderzanden Apr 3, 2006 to Aug 30, 202245
- Board memberDouglas T. Brown Apr 7, 2006 to Aug 7, 201546
- Board memberGeorge C. Creel Apr 7, 2006 to Aug 20, 200747
- Board memberPaul Cox Jr. Apr 7, 2006 to Aug 20, 200748
- Board memberRobert A. Lodder Apr 7, 2006 to Nov 17, 201149
Former names
Timeline
Filings
281 filings to the SEC since October 2021: 5 annual reports, 15 quarterly reports, 60 major events, 132 insider forms, 28 large holders, 41 other. The latest 20:
- Oct 13, 20264 EDGAR
- Oct 2, 2026SCHEDULE 13G/A EDGAR
- Sep 17, 20268-K CURRENT REPORT EDGAR
- Sep 16, 2026SCHEDULE 13G EDGAR
- Sep 16, 2026SCHEDULE 13G EDGAR
- Sep 14, 20264 EDGAR
- Sep 14, 20264 EDGAR
- Aug 14, 20268-K EDGAR
- Aug 11, 202610-Q EDGAR
- Jul 28, 20264 EDGAR
- Jul 6, 20264 EDGAR
- Jul 6, 20264 EDGAR
- Jul 6, 20264 EDGAR
- Jul 6, 20264 EDGAR
- Jul 6, 20264 EDGAR
- Jun 26, 20268-K CURRENT REPORT EDGAR
- Jun 1, 2026SCHEDULE 13G EDGAR
- Jun 1, 2026SCHEDULE 13G EDGAR
- May 27, 20268-K CURRENT REPORT EDGAR
- May 13, 202610-Q QUARTERLY REPORT EDGAR
The 281 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
93 open-market trades by officers, directors and large owners since October 2021: 88 buys and 5 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Sep 11, 2026 | Hayes AnthonyCEO | Buy | 50,000 | $2.16 | $108.0K | Form 4 |
| Sep 11, 2026 | Wool Kyle MichaelPresident | Buy | 50,000 | $2.16 | $108.0K | Form 4 |
| Sep 10, 2026 | Hayes AnthonyCEO | Buy | 50,000 | $2.02 | $101.0K | Form 4 |
| Sep 10, 2026 | Wool Kyle MichaelPresident | Buy | 50,000 | $2.02 | $101.0K | Form 4 |
| Dec 8, 2025 | Hayes AnthonyCEO | Buy | 23,000 | $3.87 | $89.0K | Form 4 |
| Dec 8, 2025 | Wool Kyle MichaelPresident | Buy | 25,000 | $3.87 | $96.8K | Form 4 |
| Dec 8, 2025 | Devall Christopher FranklinCOO | Sale | 45,000 | $3.85 | $173.2K | Form 4 |
| Dec 8, 2025 | Wool Kyle MichaelPresident | Buy | 25,000 | $3.87 | $96.8K | Form 4 |
| Dec 8, 2025 | Hayes AnthonyCEO | Buy | 23,000 | $3.87 | $89.0K | Form 4 |
| Dec 5, 2025 | Devall Christopher FranklinCOO | Sale | 140,000 | $3.82 | $534.8K | Form 4 |
| Dec 4, 2025 | Devall Christopher FranklinCOO | Sale | 40,000 | $4.21 | $168.4K | Form 4 |
| Dec 3, 2025 | Devall Christopher FranklinCOO | Sale | 40,000 | $4.22 | $168.8K | Form 4 |
| Sep 23, 2025 | Blattner Gregory JamesDirector | Sale | 14,409 | Form 4 | ||
| Feb 12, 2025 | Yu SooDirector | Buy | 288,184 | Form 4 | ||
| Feb 10, 2025 | Lieberman Ronald CraigDirector | Buy | 21,613 | Form 4 | ||
| Feb 10, 2025 | LEDWICK TIM SChief Financial Officer | Buy | 8,645 | Form 4 | ||
| Feb 10, 2025 | Lieberman Ronald J.Director | Buy | 21,613 | Form 4 | ||
| Feb 10, 2025 | Haug KyleDirector | Buy | 14,409 | Form 4 | ||
| Feb 10, 2025 | Blattner Gregory JamesDirector | Buy | 14,409 | Form 4 | ||
| Feb 10, 2025 | Devall Christopher FranklinCOO | Buy | 28,818 | Form 4 |
All 93 trades can be filtered by person here when JavaScript is on.
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- Blue Finn Group LLCSCHEDULE 13G/A, 2 filings Mar 3, 2025 to Oct 2, 202650
- Donald TrumpSCHEDULE 13G, 3 filings Feb 24, 2025 to Sep 16, 202651
- Eric TrumpSCHEDULE 13G, 3 filings Feb 24, 2025 to Sep 16, 202652
- Anthony HayesSCHEDULE 13D/A, 9 filings Dec 28, 2023 to Mar 26, 202653
- Kyle Michael WoolSCHEDULE 13D/A, 9 filings Dec 28, 2022 to Mar 26, 202654
- INTRACOASTAL CAPITAL, LLCSC 13G, 1 filing Jun 14, 202255
- CVI Investments, Inc.SC 13G/A, 1 filing Feb 14, 202256
Held by these funds
The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 30. Change is in shares since the quarter before.
13F reports cover disclosed long positions in U.S. stocks only.
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1
- 2
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10
- 11
- 12
- 13
- 14
- 15
- 16SEC EDGARPaul Cox Jr., Chair
- 17SEC EDGARKyle Michael Wool, President
- 18SEC EDGARRobert A. Lodder, President
- 19
- 20SEC EDGARGeorge Way, Chief financial officer
- 21
- 22
- 23
- 24
- 25
- 26SEC EDGARGilbert Levin V., Executive Officer
- 27
- 28
- 29SEC EDGARRonald J. Lieberman, Board member
- 30SEC EDGARBrian Keith Parsley, Board member
- 31SEC EDGARRonald Craig Lieberman, Board member
- 32SEC EDGARKyle Haug, Board member
- 33SEC EDGARSoo Yu, Board member
- 34SEC EDGARKyle Michael Wool, Board member
- 35SEC EDGARPaul Lemire, Board member
- 36SEC EDGARGregory James Blattner, Board member
- 37SEC EDGAREric Weisblum, Board member
- 38SEC EDGARJeffrey Ballabon, Board member
- 39SEC EDGARTim S. Ledwick, Board member
- 40SEC EDGARAlexander I. Poltorak, Board member
- 41SEC EDGAREdward M. Karr, Board member
- 42SEC EDGARHarvey J. Kesner, Board member
- 43SEC EDGARThomas Peter, Board member
- 44SEC EDGARMelissaratos Aristides, Board member
- 45SEC EDGARRobert J. Vanderzanden, Board member
- 46SEC EDGARDouglas T. Brown, Board member
- 47SEC EDGARGeorge C. Creel, Board member
- 48SEC EDGARPaul Cox Jr., Board member
- 49SEC EDGARRobert A. Lodder, Board member
- 50
- 51
- 52
- 53
- 54
- 55
- 56