Private company

Nuveen Asset Management, LLC

Nuveen Asset Management, LLC is an American Banking and Financial Services company based in Chicago.2

Last updated Oct 20, 2026.

Overview

  • HeadquartersChicago, United States2
  • Incorporated inDE3
  • Business address333 W. Wacker Drive, Chicago, Il 606063
  • Legal formLimited Liability Company2
  • LEI549300W218VXB0L5EY142
  • StatusActive2
  • LEI statusIssued and current2
  • Registered addressC/O CORPORATION SERVICE COMPANY, 19808 Wilmington, United States2
  • Registered withDivision of Corporations, Department of State, 48808482

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Corporate structure

Nuveen Asset Management, LLC is part of a group headed by TEACHERS INS & ANNUITY ASSN OF AMERICA. 68 entities, 8 countries on record. Switch between the flow chart and the network, and select any entity to see its details.

  • TEACHERS INS & ANNUITY ASSN OF AMERICA New York, New York, United States
    • CHURCHILL ASSET MANAGEMENT LLC New York, New York, United States
      • CHURCHILL NCDLC CLO-I, LLC Wilmington, Delaware, United States
      • NC SLF Inc. New York, New York, United States
      • Churchill (JPY) Series 2022 GP, LLC Subsidiary · New York, New York, United States
      • Churchill Middle Market Senior Loan Fund (JPY) Series 2022, L.P. Fund · New York, New York, United States
      • CHURCHILL MMSLF CLO-IV, LTD. Fund · New York, New York, United States
    • Nuveen Asset Management, LLC Chicago, Illinois, United States
      • GREENWORKS LENDING LLC Darien, Connecticut, United States
      • NUVEEN OPPORTUNISTIC STRATEGIES LLC Albany, New York, United States
      • NUVEEN SECURITIES, LLC Chicago, Illinois, United States
      • Nuveen CLO Opportunities Master Fund LP Subsidiary · George Town, Cayman Islands
      • Nuveen Core and Impact Bond Fund Taxable Offshore Limited Subsidiary · New York, New York, United States
      • Nuveen International Bond Fund Taxable Offshore Limited Subsidiary · New York, New York, United States
      • Cross Asset Strategies - RNA US Investment Grade Corporate Bond Fund Fund · Grand Cayman, Cayman Islands
      • LOOP V Fund · George Town, Cayman Islands
      • NUVEEN CORPORATE ARBITRAGE AND RELATIVE VALUE FUND, L.P. Fund · Chicago, Illinois, United States
      • Nuveen Corporate Opportunities Master Fund, LP Fund · Chicago, Illinois, United States
      • NUVEEN GLOBAL CLO DEBT FUND Fund · Chicago, Illinois, United States
      • NUVEEN HIGH YIELD INCOME FUND, L.P. Fund · Chicago, Illinois, United States
      • NUVEEN MULTI-ASSET CREDIT FUND, LP Fund · Chicago, Illinois, United States
      • NUVEEN OHIO QUALITY MUNICIPAL INCOME FUND Fund · Boston, Massachusetts, United States
      • TIAA SEPARATE ACCOUNT VA-1 Fund · Wilmington, Delaware, United States
        • STOCK INDEX ACCOUNT Fund · Chicago, Illinois, United States
      • TIAA SEPARATE ACCOUNT VA-3 Fund · Wilmington, Delaware, United States
      • TIAA Separate Account VLI-1 Fund · Wilmington, Delaware, United States
      • TIAA Separate Account VLI-2 Fund · Wilmington, Delaware, United States
      • US MBS FUND 1 Fund · George Town, Cayman Islands
    • TIAA New York, New York, United States
    • TIAA CREF INVESTMENT MANAGEMENT LLC Wilmington, Delaware, United States
      • CREF Responsible Balanced Account Taxable Offshore Limited New York, New York, United States
      • TIAA GLOBAL PUBLIC INVESTMENTS, LLC Wilmington, Delaware, United States
      • COLLEGE RETIREMENT EQUITIES FUND Fund · Wilmington, Delaware, United States
      • Core Bond Account Fund · Wilmington, Delaware, United States
      • CREF Responsible Balanced Account Fund · Wilmington, Delaware, United States
      • CREF S&P 500 Index Account Fund · Wilmington, Delaware, United States
      • CREF Total Global Stock Account Fund · Wilmington, Delaware, United States
      • Global Equities Account Fund · Wilmington, Delaware, United States
      • Growth Account Fund · Wilmington, Delaware, United States
      • Inflation-Linked Bond Account Fund · Wilmington, Delaware, United States
      • Money Market Account Fund · Wilmington, Delaware, United States
      • Series EMD HC Fund · New York, New York, United States
    • CITYHOLD UK HOLDING S.À R.L. Subsidiary · Luxembourg, Luxembourg
    • CORE PLUS IMPACT FUND LTD. Subsidiary · George Town, Cayman Islands
    • COVIA CANADA LTD. PENSION PLAN FOR SALARIED EMPLOYEES Subsidiary · Toronto, Ontario, Canada
    • Covia Canada Ltd. Pension Plan for Unionized Hourly Employees, Blue Mountain Operations Subsidiary · Toronto, Ontario, Canada
    • Covia Canada Ltd. Pension Plan for Unionized Hourly Employees, Nephton Operations Subsidiary · Toronto, Ontario, Canada
    • HV FREEHOLD S.A R.L. (HV FREEHOLD S.À R.L.) Subsidiary · Luxembourg, Luxembourg
    • NEPTUNE AMSTERDAM B.V. Subsidiary · Amsterdam, Netherlands
    • NEPTUNE ANNOPOL SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ Subsidiary · Warszawa, Poland
    • NEPTUNE KRAKÓW SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ Subsidiary · Warszawa, Poland
    • NUVEEN INVESTMENT MANAGEMENT INTERNATIONAL LIMITED Subsidiary · London, United Kingdom
    • NUVEEN, LLC Subsidiary · New York, New York, United States
    • NWQ INVESTMENT MANAGEMENT COMPANY, LLC Subsidiary · Los Angeles, California, United States
    • Peter Kiewit Foundation Trust Subsidiary · Omaha, Nebraska, United States
    • ROPPENHEIM OUTLET SNC Subsidiary · Boulogne, France
    • SAF MP TRANCHE 1 HOLDING COMPANY LLC Subsidiary · New York, New York, United States
    • TEACHERS ADVISORS, LLC Subsidiary · Wilmington, Delaware, United States
      • Nuveen Social Choice Low Carbon Equity Fund Fund · Wilmington, Delaware, United States
    • TIAA CLO III LTD. Subsidiary · New York, New York, United States
    • TIAA GLOBAL EQUITY INCOME, LLC Subsidiary · New York, New York, United States
    • Tiaa-cref Life Insurance Company Subsidiary · New York, New York, United States
    • TIAA-CREF TUITION FINANCING, INC. Subsidiary · New York, Delaware, United States
    • U.S. Investment Grade Municipal Bond Fund, a series trust of Global Multi Strategy Subsidiary · Chicago, Illinois, United States
    • and 2 more

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); subsidiaries, stakes and holdings from Wikidata (CC0). Each entity in the chart links to its source.

Leadership

Named in SEC Form D filings

People the company listed in its private-offering notices.

  • Senior Managing DirectorJon Mitchell Stevens named Apr 16, 20257
  • ControllerMegan Martin Sendlak named Apr 16, 20257
  • Executive Vice PresidentSaira Ann Malik named Apr 16, 20257
  • Managing Director, Head of LegalStuart Jona Cohen named Apr 16, 20257
  • Chief Compliance OfficerTravis Martin Pauley named Apr 16, 20257
  • PresidentWilliam T. Huffman named Apr 16, 20257

Subsidiaries and ownership

Parent company (GLEIF)

Subsidiaries (GLEIF)

Ownership links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); each one cites its LEI record.

Timeline

  1. Nov 22, 2021Parent Directly consolidated by TEACHERS INS & ANNUITY ASSN OF AMERICA2
  2. Oct 5, 2010Founded Nuveen Asset Management, LLC is founded2

Filings

28 filings to the SEC since October 2021: 4 private raises, 24 other. The latest 20:

  1. Aug 21, 2026N-PX EDGAR
  2. Aug 11, 202613F-NT EDGAR
  3. Apr 30, 202613F-NT EDGAR
  4. Jan 22, 202613F-NT EDGAR
  5. Oct 6, 202513F-NT EDGAR
  6. Aug 22, 2025N-PX EDGAR
  7. Jul 31, 202513F-NT EDGAR
  8. May 12, 202513F-NT EDGAR
  9. Apr 16, 2025D/A EDGAR
  10. Feb 14, 202513F-HR EDGAR
  11. Nov 14, 202413F-HR EDGAR
  12. Aug 29, 2024N-PX EDGAR
  13. Aug 9, 202413F-HR EDGAR
  14. May 13, 202413F-HR EDGAR
  15. Apr 19, 2024D/A EDGAR
  16. Feb 14, 202413F-HR EDGAR
  17. Nov 14, 202313F-HR EDGAR
  18. Aug 16, 202313F-HR/A EDGAR
  19. Aug 14, 202313F-HR EDGAR
  20. May 15, 202313F-HR EDGAR

The 28 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Money raised

Private offerings the company reported to the SEC on Form D.

  1. Apr 15, 2019Filed a private offering of equity Form D: 228 investors so far Form D

SEC filer profile

How Nuveen Asset Management, LLC is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

  • Name on EDGARNuveen Asset Management, LLC1
  • CIK0001521019
  • Employer ID (EIN)27-43573271
  • Incorporated inDelaware1
  • Fiscal year endsDecember 311
  • Business address333 W. Wacker Drive, Chicago, IL 606061
  • Phone(312) 917-77001
  • On EDGAR sinceMay 17, 20111
  • Filings213 in all: 13F-HR (56), SC 13G/A (49), SC 13G (22), 13F-HR/A (17), 40-APP/A (12), SCHEDULE 13G/A (12), D/A (11), 40-APP (8)1
    All 20 form types

    13F-NT (6), SCHEDULE 13G (4), 3 (3), N-PX (3), APP WD (2), D (2), 4 (1), APP WD/A (1), RW (1), RW WD (1), S-4 (1), S-4/A (1)

Sources

The numbers on this page point here. Each one links to the record it came from.

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