OXSQ on Nasdaq
Oxford Square Capital Corp.
Corporation registered in the United States, active since 2003. Summary from the record
Price unavailable
Last updated Oct 19, 2026.
Overview
- TickerOXSQ on Nasdaq2
- HeadquartersGreenwich, United States2
- Incorporated inMD3
- Business address8 Sound Shore Dr, Suite 255, Greenwich, Ct 068303
- Filer categoryNon-accelerated filer3
- Legal formStock Corporation2
- LEI549300EGQH8WWU1U6Q062
- StatusActive2
- LEI statusIssued and current2
- Registered addressc/o CSC-LAWYERS INCORPORATING SERVICE COMPANY, 7 ST. PAUL STREET, SUITE 820, 21202 Baltimore, United States2
- Registered withBusiness Services (Maryland Department of Assessments and Taxation), D074846782
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Oxford Square Capital Corp. (“OXSQ,” “Company,” “we,” “us,” or “our”) is a closed -end , non -diversified management investment company that has elected to be regulated as a business development company (“BDC”) under the Investment Company Act of 1940, as amended (the “1940 Act”). We have elected to be treated for U.S. federal income tax purposes as a regulated investment company (“RIC”) under Subchapter M of the Internal Revenue Code of 1986, as amended (the “Code”) beginning with our 2003 taxable year. Our investment objective is to maximize our portfolio’s total return. Our primary current focus is to seek an attractive risk -adjusted total return by investing primarily in corporate debt securities and, to a lesser extent collateralized loan obligation (“CLO”) structured finance investments that own corporate debt securities. CLO investments may also include warehouse facilities, whic…4 From its latest annual report
Financials
From the company’s reports to the SEC. Every number links to the filing it came from.
Financial statements
Every line of the income statement as filed: the last 3 fiscal years, latest first.7
| Period ending | 2025-12-31 | 2024-12-31 | 2023-12-31 |
|---|---|---|---|
| Total investment income | $40.3M | $42.7M | $51.8M |
| Interest expense | $9.2M | $7.8M | $10.8M |
| Base Fee | $4.2M | $4.3M | $4.6M |
| Professional fees | $1.6M | $1.5M | $1.4M |
| Compensation expense | $950.2K | $746.8K | $825.2K |
| Directors fees | $408.5K | $417.5K | $429.5K |
| Insurance | $267.4K | $308.6K | $329.9K |
| Transfer agent and custodian fees | $162.6K | $260.3K | $246.6K |
| General and administrative | $615.7K | $597.9K | $638.4K |
| Excise tax | $355.0K | $216.5K | $1.4M |
| Total expenses before incentive fees | $17.7M | $16.2M | $20.8M |
| Net Investment Income Incentive Fees | $3.7M | ||
| Total incentive fees | $3.7M | ||
| Total expenses | $17.7M | $16.2M | $24.5M |
| Net investment income | $22.6M | $26.4M | $27.4M |
| Total net change in unrealized (depreciation)/appreciation on investments | -$24.3M | $75.7M | $7.1M |
| Total net realized losses | -$17.0M | -$96.2M | -$17.2M |
| Net change in unrealized and realized losses | -$41.3M | -$20.6M | -$10.1M |
| Net (decrease)/increase in net assets resulting from operations. | -$18.7M | $5.9M | $17.2M |
| Net increase in net assets resulting from net investment income per common share (Basic and Diluted): (in Dollars per share) | $0.30 | $0.42 | $0.51 |
| Net increase in net assets resulting from net investment income per common share (Diluted) (in Dollars per share) | $0.30 | $0.42 | $0.51 |
| Net (decrease)/increase in net assets resulting from operations per common share (Basic and Diluted): (in Dollars per share) | -$0 | $0 | $0 |
| Net (decrease)/increase in net assets resulting from operations per common share (Diluted) (in Dollars per share) | -$0 | $0 | $0 |
| Weighted average shares of common stock outstanding (Basic) (in Shares) | 76.4M shares | 63.5M shares | 53.9M shares |
| Weighted average shares of common stock outstanding (Diluted) (in Shares) | 76.4M shares | 63.5M shares | 53.9M shares |
| Distributions per share (in Dollars per share) | $0 | $0 | $1 |
No quarter-by-quarter statement was filed.
Every line of the balance sheet as filed: the last 5 fiscal years (annual) or 11 quarters (quarterly), latest first.7
| Period ending | 2025-12-31 | 2024-12-31 | 2023-12-31 | 2022-12-31 | 2021-12-31 |
|---|---|---|---|---|---|
| Cash equivalents | $51.2M | $34.4M | $4.6M | ||
| Cash | $698.6K | $493.4K | $1.2M | ||
| Interest and distributions receivable | $2.0M | $2.7M | |||
| Other assets | $1.1M | $1.2M | |||
| Total assets | $306.7M | $299.7M | |||
| Securities purchased, not settled | $5.9M | $12.0M | |||
| Accrued interest payable | $1.7M | $1.2M | |||
| Base Fee and Net Investment Income Incentive Fee payable to affiliate | $1.0M | $1.2M | |||
| Accrued expenses | $1.0M | $1.0M | |||
| Total liabilities | $161.3M | $139.1M | |||
| Common stock, $0.01 par value, 100,000,000 shares authorized; 86,060,964 and 69,758,938 shares issued and outstanding, respectively | $860.6K | $697.6K | |||
| Capital in excess of par value | $523.0M | $487.9M | |||
| Total distributable earnings/(accumulated losses) | -$378.5M | -$328.0M | -$307.4M | ||
| Total net assets | $145.4M | $160.7M | $151.3M | $138.7M | |
| Total liabilities and net assets | $306.7M | $299.7M | |||
| Net asset value per common share (in Dollars per share) | $1.69 | $2.30 | $2.55 | $2.78 | $4.92 |
| Cash equivalents | $51.2M | $34.4M | |||
| Common stock, par value (in Dollars per share) | $0.01 | $0.01 | |||
| Common stock, shares authorized (in Shares) | 100.0M shares | 100.0M shares | |||
| Common stock, shares issued (in Shares) | 86.1M shares | 69.8M shares | |||
| Common stock, shares outstanding (in Shares) | 86.1M shares | 69.8M shares | 59.3M shares | 49.8M shares | 49.7M shares |
| Period ending | 2025-12-31 | 2024-12-31 | 2023-12-31 | 2022-12-31 | 2021-12-31 | 2020-12-31 | 2019-12-31 | 2018-12-31 | 2017-12-31 | 2016-12-31 | 2015-12-31 |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Cash equivalents | $51.2M | $34.4M | $4.6M | ||||||||
| Cash | $698.6K | $493.4K | $1.2M | ||||||||
| Interest and distributions receivable | $2.0M | $2.7M | |||||||||
| Other assets | $1.1M | $1.2M | |||||||||
| Total assets | $306.7M | $299.7M | |||||||||
| Securities purchased, not settled | $5.9M | $12.0M | |||||||||
| Accrued interest payable | $1.7M | $1.2M | |||||||||
| Base Fee and Net Investment Income Incentive Fee payable to affiliate | $1.0M | $1.2M | |||||||||
| Accrued expenses | $1.0M | $1.0M | |||||||||
| Total liabilities | $161.3M | $139.1M | |||||||||
| Common stock, $0.01 par value, 100,000,000 shares authorized; 86,060,964 and 69,758,938 shares issued and outstanding, respectively | $860.6K | $697.6K | |||||||||
| Capital in excess of par value | $523.0M | $487.9M | |||||||||
| Total distributable earnings/(accumulated losses) | -$378.5M | -$328.0M | -$307.4M | ||||||||
| Total net assets | $145.4M | $160.7M | $151.3M | $138.7M | |||||||
| Total liabilities and net assets | $306.7M | $299.7M | |||||||||
| Net asset value per common share (in Dollars per share) | $1.69 | $2.30 | $2.55 | $2.78 | $4.92 | $4.55 | $5.12 | $6.60 | $7.55 | $7.50 | $6.40 |
| Cash equivalents | $51.2M | $34.4M | |||||||||
| Common stock, par value (in Dollars per share) | $0.01 | $0.01 | |||||||||
| Common stock, shares authorized (in Shares) | 100.0M shares | 100.0M shares | |||||||||
| Common stock, shares issued (in Shares) | 86.1M shares | 69.8M shares | |||||||||
| Common stock, shares outstanding (in Shares) | 86.1M shares | 69.8M shares | 59.3M shares | 49.8M shares | 49.7M shares | 49.6M shares | 48.4M shares | 47.7M shares | 51.5M shares | 51.5M shares |
Cash flow is reported year to date, not quarter by quarter, so there are no separate quarterly figures.
Every line of the cash flow as filed: the last 3 fiscal years, latest first.7
| Period ending | 2025-12-31 | 2024-12-31 | 2023-12-31 |
|---|---|---|---|
| Net (decrease)/increase in net assets resulting from operations | -$18.7M | $5.9M | $17.2M |
| Accretion of discounts on investments | -$2.9M | -$1.7M | -$1.1M |
| Accretion of discount on notes payable and deferred debt issuance costs | $758.0K | $620.4K | $834.0K |
| PIK income | -$3.2M | -$462.9K | |
| Purchases of investments | -$98.2M | -$100.2M | -$11.7M |
| Repayments of principal | $47.6M | $75.0M | $15.8M |
| Proceeds from the sale of investments | $10.7M | $11.8M | $19.6M |
| Net realized losses on investments | $16.8M | $96.2M | $17.1M |
| Reductions to CLO equity cost value | $7.7M | $13.0M | $15.3M |
| Net change in unrealized depreciation/(appreciation) on investments | $24.3M | -$75.7M | -$7.1M |
| Decrease/(increase) in interest and distributions receivable | $721.9K | $1.3M | -$483.7K |
| Decrease/(increase) in other assets | $156.6K | -$167.2K | -$274.7K |
| Increase/(decrease) in accrued interest payable | $499.0K | -$11.6K | |
| (Decrease)/increase in Base Fee and Net Investment Income Incentive Fee payable | -$179.9K | $203.6K | -$311.2K |
| (Decrease)/increase in accrued expenses | -$680 | -$145.1K | $705.3K |
| Net cash (used in)/provided by operating activities | -$13.7M | $25.7M | $65.5M |
| Distributions paid (net of stock issued under distribution reinvestment plan of $830,751, $907,941, and $882,697, respectively) | -$31.3M | -$25.8M | -$28.6M |
| Proceeds from issuance of 7.75% Unsecured Notes | $74.8M | ||
| Deferred debt issuance costs paid | -$2.9M | ||
| Principal repayment of 6.25% Unsecured Notes | -$44.8M | ||
| Extinguishment of debt | $166.1K | $190.4K | |
| Proceeds from issuance of common stock | $35.3M | $29.7M | $25.3M |
| Underwriting fees and offering costs for the issuance of common stock | -$560.4K | -$485.0K | -$1.3M |
| Principal repayment of 6.50% Unsecured Notes | -$64.4M | ||
| Net cash provided by/(used in) financing activities | $30.7M | $3.5M | -$68.8M |
| Net increase/(decrease) in cash and cash equivalents | $17.0M | $29.2M | -$3.3M |
| Value of shares issued in connection with distribution reinvestment plan | $830.8K | $907.9K | $882.7K |
| Cash paid for interest | $8.0M | $7.2M | $10.0M |
| Securities purchased not settled | $5.9M | $12.0M | |
| Cash paid for taxes | $419.1K | $483.3K | $673.7K |
| Stock issued under distribution reinvestment plan | $830.8K | $907.9K | $882.7K |
| Principal repayment of unsecured notes | 0 pure | ||
| Principal repayment of unsecured notes | 0 pure | ||
| Principal repayment of unsecured notes | 0 pure |
No quarter-by-quarter statement was filed.
Leadership
Who has led Oxford Square Capital Corp., and when. Pick a name to see everywhere that person has worked.
President
Chief financial officer
Chief operating officer
- PresidentSaul B. Rosenthal Nov 28, 2007 to now11
- Chief financial officerBruce L. Rubin Aug 14, 2015 to Jul 6, 202312
- Chief financial officerPatrick Conroy Mar 16, 2006 to Dec 21, 201113
- Chief operating officerSaul B. Rosenthal Nov 28, 2007 to now11
- Chief operating officerPatrick Conroy Mar 16, 2006 to Jun 24, 200813
Board members and other officers (8)
- Chief Compliance OfficerGerald Cummins Jun 25, 2015 to Jun 25, 201514
- Board memberBarry Osherow Jul 22, 2021 to Jul 22, 202115
- Board memberGeorge Stelljes Iii. Dec 9, 2016 to Mar 19, 202016
- Board memberRichard W. Neu Dec 9, 2016 to Mar 16, 202017
- Board memberCharles M. Royce Jun 17, 2008 to Jul 7, 202318
- Board memberSteven P. Novak Jun 17, 2008 to now19
- Board memberTonia L. Pankopf Jun 17, 2008 to Jun 17, 200820
- Board memberG. Peter Obrien Aug 20, 2007 to Dec 11, 201421
Former names
Timeline
- Jul 21, 2003Founded Oxford Square Capital Corp. is founded2
Filings
155 filings to the SEC since October 2021: 5 annual reports, 15 quarterly reports, 43 major events, 42 insider forms, 50 other. The latest 20:
- Sep 14, 20268-K EDGAR
- Sep 14, 2026N-23C-2 EDGAR
- Sep 14, 20264 EDGAR
- Aug 20, 20268-K EDGAR
- Aug 10, 202610-Q EDGAR
- Jul 31, 20268-K EDGAR
- Jul 31, 20268-K EDGAR
- Jul 8, 2026DEFA14A EDGAR
- Jul 8, 2026DEF 14A EDGAR
- May 29, 20268-K EDGAR
- May 28, 202640-17G EDGAR
- May 21, 20264 EDGAR
- May 21, 20264 EDGAR
- May 11, 20268-K EDGAR
- May 6, 20268-K EDGAR
- May 5, 2026424B2 EDGAR
- May 1, 202610-Q EDGAR
- Apr 29, 2026EFFECT EDGAR
- Apr 29, 20268-K EDGAR
- Apr 17, 2026N-2/A EDGAR
The 155 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
69 open-market trades by officers, directors and large owners since October 2021: 68 buys and 1 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Sep 3, 2026 | NOVAK STEVEN PDirector | Sale | 5,000 | $1.36 | $6.8K | Form 4 |
| May 20, 2026 | ROSENTHAL SAUL BPresident and COO | Buy | 144,703 | $1.15 | $166.4K | Form 4 |
| May 20, 2026 | COHEN JONATHAN HChief Executive Officer | Buy | 144,704 | $1.15 | $166.4K | Form 4 |
| May 27, 2022 | COHEN JONATHAN HChief Executive Officer | Buy | 1,773 | $4.03 | $7.1K | Form 4 |
| May 27, 2022 | ROSENTHAL SAUL BPresident and COO | Buy | 1,773 | $4.03 | $7.1K | Form 4 |
| May 25, 2022 | COHEN JONATHAN HChief Executive Officer | Buy | 832 | $4.00 | $3.3K | Form 4 |
| May 25, 2022 | ROSENTHAL SAUL BPresident and COO | Buy | 832 | $4.00 | $3.3K | Form 4 |
| May 24, 2022 | COHEN JONATHAN HChief Executive Officer | Buy | 4,206 | $3.99 | $16.8K | Form 4 |
| May 24, 2022 | ROSENTHAL SAUL BPresident and COO | Buy | 4,206 | $3.99 | $16.8K | Form 4 |
| May 23, 2022 | COHEN JONATHAN HChief Executive Officer | Buy | 749 | $4.00 | $3.0K | Form 4 |
| May 23, 2022 | ROSENTHAL SAUL BPresident and COO | Buy | 749 | $4.00 | $3.0K | Form 4 |
| May 20, 2022 | COHEN JONATHAN HChief Executive Officer | Buy | 4,374 | $3.99 | $17.5K | Form 4 |
| May 20, 2022 | ROSENTHAL SAUL BPresident and COO | Buy | 4,374 | $3.99 | $17.5K | Form 4 |
| May 18, 2022 | COHEN JONATHAN HChief Executive Officer | Buy | 10,027 | $4.09 | $41.0K | Form 4 |
| May 18, 2022 | ROSENTHAL SAUL BPresident and COO | Buy | 10,027 | $4.09 | $41.0K | Form 4 |
| May 17, 2022 | COHEN JONATHAN HChief Executive Officer | Buy | 4,401 | $4.08 | $18.0K | Form 4 |
| May 17, 2022 | ROSENTHAL SAUL BPresident and COO | Buy | 4,401 | $4.08 | $18.0K | Form 4 |
| May 16, 2022 | COHEN JONATHAN HChief Executive Officer | Buy | 13,801 | $4.03 | $55.6K | Form 4 |
| May 16, 2022 | ROSENTHAL SAUL BPresident and COO | Buy | 13,801 | $4.03 | $55.6K | Form 4 |
| May 13, 2022 | COHEN JONATHAN HChief Executive Officer | Buy | 9,282 | $3.98 | $36.9K | Form 4 |
All 69 trades can be filtered by person here when JavaScript is on.
From Forms 4 filed with the SEC.
Held by these funds
The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 47. Change is in shares since the quarter before.
13F reports cover disclosed long positions in U.S. stocks only.
Sources
The numbers on this page point here. Each one links to the record it came from.
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- 11SEC EDGARSaul B. Rosenthal, President
- 12
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- 15SEC EDGARBarry Osherow, Board member
- 16SEC EDGARGeorge Stelljes Iii., Board member
- 17SEC EDGARRichard W. Neu, Board member
- 18SEC EDGARCharles M. Royce, Board member
- 19SEC EDGARSteven P. Novak, Board member
- 20SEC EDGARTonia L. Pankopf, Board member
- 21SEC EDGARG. Peter Obrien, Board member