1y return+19.1%S&P 500 +20.9%
3y return+52.6%S&P 500 +68.5%
5y return+42.8%S&P 500 +74.5%
10y return+137.0%S&P 500 +256.5%
These returns are for its stock picks as disclosed on Form 13F: last quarter's holdings, valued at this quarter's prices. They miss trades within each quarter, short positions, options, bonds, cash and fees, so they aren't the returns its clients got.
$100 invested in its stock picks
Since June 30, 2016: $237 against $357 in the S&P 500.2
Sigma Planning CorpS&P 500 (SPY)
Top holdings
At the end of June 30, 2026. Change is in shares since the quarter before.2
| Stock | Value | Share of portfolio | Change |
|---|---|---|---|
| IVVIshares Tr | $211.8M | 5.3% | −5.3% |
| AAPLApple Inc | $167.8M | 4.2% | −5.2% |
| NVDANvidia Corporation | $110.6M | 2.8% | −13.6% |
| QQQInvesco Qqq Tr | $85.2M | 2.1% | +9.6% |
| AMZNAmazon Com Inc | $71.1M | 1.8% | −14.6% |
| SPYState Str Spdr S&p 500 Etf T | $60.2M | 1.5% | −6.3% |
| IVWIshares Tr | $58.8M | 1.5% | −1.1% |
| DGROIshares Tr | $54.7M | 1.4% | |
| MSFTMicrosoft Corp | $50.1M | 1.3% | |
| VOOVanguard Index Fds | $49.2M | 1.2% | −10.7% |
| GOOGAlphabet Inc | $48.4M | 1.2% | |
| LQDIshares Tr | $36.6M | 0.9% | −1.6% |
| SCHGSchwab Strategic Tr | $32.7M | 0.8% | +2.3% |
| GOOGLAlphabet Inc | $30.7M | 0.8% | +8.9% |
| SCHDSchwab Strategic Tr | $29.3M | 0.7% | +6.2% |
| MUMicron Technology Inc | $29.0M | 0.7% | −20.4% |
| CATCaterpillar Inc | $26.8M | 0.7% | +12.2% |
| SHYIshares Tr | $26.3M | 0.7% | +5.6% |
| VTIVanguard Index Fds | $25.3M | 0.6% | +19.8% |
| AVGOBroadcom Inc | $24.2M | 0.6% | −17.1% |
| CGDVCapital Group Dividend Value | $22.9M | 0.6% | +12.8% |
| AMDAdvanced Micro Devices Inc | $22.4M | 0.6% | −2.9% |
| IVEIshares Tr | $21.8M | 0.5% | −11.0% |
| IJHIshares Tr | $21.5M | 0.5% | −20.9% |
| BRK/BBerkshire Hathaway Inc Del | $21.2M | 0.5% | +6.6% |
Best picks still held
How each current holding has done since the quarter it first appeared in its filings (up to six years back).
| Stock | Held since | Return since | Now worth |
|---|---|---|---|
| NVDANvidia Corporation | June 30, 2020 | +2006.7% | $110.6M |
| AVGOBroadcom Inc | June 30, 2020 | +1096.9% | $24.2M |
| AMDAdvanced Micro Devices Inc | June 30, 2020 | +1004.1% | $22.4M |
| SMHVaneck Etf Trust | June 30, 2020 | +758.5% | $16.2M |
| CATCaterpillar Inc | June 30, 2020 | +741.8% | $26.8M |
| CRWDCrowdstrike Hldgs Inc | June 30, 2020 | +661.0% | $17.4M |
| LLYEli Lilly & Co | June 30, 2020 | +630.6% | $17.6M |
| GOOGLAlphabet Inc | June 30, 2020 | +404.0% | $30.7M |
| GOOGAlphabet Inc | June 30, 2020 | +399.9% | $48.4M |
| XLKSelect Sector Spdr Tr | June 30, 2020 | +264.7% | $16.5M |
Sold off last quarter
- Honeywell Intl IncCUSIP 438516106 was $6.6M
- CWSAdvisorshares Tr was $1.9M
- FSLYFastly Inc was $1.9M
- CBOECboe Global Mkts Inc was $1.7M
- TDWTidewater Inc New was $1.7M
- Ascendis Pharma A/sCUSIP 04351P101 was $1.7M
- REGNRegeneron Pharmaceuticals was $1.6M
- GTOPGoldman Sachs Etf Tr was $1.4M
- RGLDRoyal Gold Inc was $1.4M
- HALOHalozyme Therapeutics Inc was $1.3M
Quarter by quarter
| Quarter | Its picks | S&P 500 |
|---|---|---|
| June 30, 2026 | +11.0% | +14.8% |
| March 31, 2026 | −1.9% | −4.6% |
| December 31, 2025 | +1.8% | +2.4% |
| September 30, 2025 | +7.5% | +7.8% |
| June 30, 2025 | +7.9% | +10.5% |
| March 31, 2025 | −3.4% | −4.6% |
| December 31, 2024 | +0.6% | +2.1% |
| September 30, 2024 | +5.2% | +5.4% |
| June 30, 2024 | +2.5% | +4.0% |
| March 31, 2024 | +7.8% | +10.0% |
| December 31, 2023 | +9.2% | +11.2% |
| September 30, 2023 | −3.7% | −3.6% |
| June 30, 2023 | +4.9% | +8.3% |
| March 31, 2023 | +5.1% | +7.0% |
| December 31, 2022 | +6.3% | +7.1% |
| September 30, 2022 | −5.3% | −5.3% |
| June 30, 2022 | −15.2% | −16.5% |
| March 31, 2022 | −5.0% | −4.9% |
| December 31, 2021 | +6.4% | +10.7% |
| September 30, 2021 | −1.6% | +0.3% |
Sources
Every number on this page points here. Each one links to the public record.
- 1SEC EDGAR: Sigma Planning Corp Form 13F filingshttps://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1449126&type=13F-HR&dateb=&owner=include&count=40CIK 1449126
- 2SEC: 13F for the quarter ended June 30, 2026https://www.sec.gov/Archives/edgar/data/1449126/000142050626001464/Filed August 7, 2026 · accession 0001420506-26-001464