Funds · 13F filer · Winnetka, IL

Warberg Asset Management LLC

$99.8M in 119 U.S. stocks and ETFs at the end of June 30, 2026, as reported to the SEC.1

1y return−8.6%S&P 500 +20.9%
3y return−32.9%S&P 500 +68.5%

These returns are for its stock picks as disclosed on Form 13F: last quarter's holdings, valued at this quarter's prices. They miss trades within each quarter, short positions, options, bonds, cash and fees, so they aren't the returns its clients got.

$100 invested in its stock picks

Since June 30, 2022: $80 against $198 in the S&P 500.2

Warberg Asset Management LLCS&P 500 (SPY)
$78$100$19820222026

Top holdings

At the end of June 30, 2026. Change is in shares since the quarter before.2

StockValueShare of portfolioChange
NNNextnav Inc$15.3M15.4%New
CLMCornerstone Strategic Invest$13.9M13.9%+76.3%
Hewlett Packard Enterprise CCUSIP 42824C208$11.7M11.7%New
CORZWCore Scientific Inc New$7.2M7.2%+43.7%
Apollo Global Mgmt IncCUSIP 03769M304$6.7M6.7%New
Epr PptysCUSIP 26884U208$2.9M3.0%+15.1%
STXSStereotaxis Inc$1.9M1.9%+1.3%
Epr PptysCUSIP 26884U307$1.7M1.7%+10.4%
Albemarle CorpCUSIP 012653200$1.7M1.7%−21.3%
Fg Imperii Acquisition CorpCUSIP G3R41C102$1.5M1.5%−3.2%
Bank Of Amer CorpCUSIP 060505682$1.5M1.5%−21.3%
Xsolla Spac 1CUSIP G9833K102$1.4M1.4%−3.0%
Vendome Acquisition Corp ICUSIP G9580A109$1.1M1.1%−6.6%
Collective Acquisition CorpCUSIP G22741121$1.0M1.0%New
Praetorian Acquisition CorpCUSIP G7S17G103$993K1.0%
RVMDWRevolution Medicines Inc$889K0.9%New
NENNew England Rlty Assoc Ltd P$886K0.9%−14.7%
Kimco Realty CorpCUSIP 49446R687$862K0.9%New
Origin Invt Corp ICUSIP G67751100$862K0.9%
Black Hawk Acquisition CorpCUSIP G1148A101$857K0.9%
D Boral Acquisition I CorpCUSIP G2616T101$766K0.8%
Kochav Defense Acqui CoCUSIP G5304D106$758K0.8%−4.8%
X3 Acquisition Corp LtdCUSIP G9831H101$749K0.8%
Acp Holdings Acquisition CorCUSIP G0113G101$737K0.7%New
Vine Hill Cap Invts Corp IICUSIP G9709D109$704K0.7%

Best picks still held

How each current holding has done since the quarter it first appeared in its filings (up to six years back).

StockHeld sinceReturn sinceNow worth
USARUsa Rare Earth IncDecember 31, 2025+81.3%$547K
Epr PptysCUSIP 26884U208June 30, 2023+21.4%$2.9M
Black Hawk Acquisition CorpCUSIP G1148A101June 30, 2024+17.5%$857K
NENNew England Rlty Assoc Ltd PDecember 31, 2020+17.0%$886K
CLMCornerstone Strategic InvestMarch 31, 2026+3.8%$13.9M
Kochav Defense Acqui CoCUSIP G5304D106September 30, 2025+3.4%$758K
Cal Redwood Acquisition CorpCUSIP G17564108September 30, 2025+3.0%$514K
Vendome Acquisition Corp ICUSIP G9580A109September 30, 2025+2.6%$1.1M
Origin Invt Corp ICUSIP G67751100September 30, 2025+2.6%$862K
Miluna Acquisition CorpCUSIP G6180J100December 31, 2025+2.0%$465K

Sold off last quarter

  • Shift4 Pmts IncCUSIP 82452J307 was $2.7M
  • XLESelect Sector Spdr Tr was $1.8M
  • QQQInvesco Qqq Tr was $1.7M
  • SGOVIshares Tr was $1.7M
  • Noble Corp PLCCUSIP G65431150 was $1.5M
  • Tavia Acquisition CorpCUSIP G86880104 was $1.1M
  • Pono Cap Four IncCUSIP G71702123 was $1.0M
  • Charlton Aria Acquisition CoCUSIP G9877L107 was $1.0M
  • Clearthink 1 Acquisition CorCUSIP G2294A127 was $984K
  • Drugs Made In Amer Acqutn CoCUSIP G2847J104 was $966K

Quarter by quarter

QuarterIts picksS&P 500
June 30, 2026−6.3%+14.8%
March 31, 2026+8.2%−4.6%
December 31, 2025−14.7%+2.4%
September 30, 2025+5.6%+7.8%
June 30, 2025+5.2%+10.5%
March 31, 2025−4.1%−4.6%
December 31, 2024+2.3%+2.1%
September 30, 2024−19.4%+5.4%
June 30, 2024−7.0%+4.0%
March 31, 2024+6.1%+10.0%
December 31, 2023−10.9%+11.2%
September 30, 2023+0.6%−3.6%
June 30, 2023−1.6%+8.3%
March 31, 2023+0.4%+7.0%
December 31, 2022+3.4%+7.1%
September 30, 2022+15.9%−5.3%
March 31, 2022+7.5%−4.9%
December 31, 2021+3.9%+10.7%
September 30, 2021−2.3%+0.3%

Sources

Every number on this page points here. Each one links to the public record.

  1. 1
    CIK 1597506
  2. 2
    Filed August 11, 2026 · accession 0001597506-26-000003