Randall C. Barnes

Director, Guggenheim Active Allocation Fund.

Companies

ADVENT CONVERTIBLE & INCOME FUNDBoard member Oct 21, 2024 to now¹
GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDBoard member Nov 6, 2023 to now²
Guggenheim Active Allocation FundBoard member Jan 3, 2023 to now³

Holdings

Stock this person has reported owning, from the forms officers and directors file with the SEC. See the biggest insider stakes.

Shares held

Guggenheim Active Allocation Fund GUG62,322 shares⁴$853.2K at $13.69Mar 6, 2026
ADVENT CONVERTIBLE & INCOME FUND AVK15,140 shares⁵$164.6K at $10.87Oct 17, 2024
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND GOF6,451 shares⁶$54.7K at $8.48Mar 12, 2026

As of each latest filing. The line shows shares held over time.

Recent filings

Mar 12, 2026Bought 220 shares at $11.39 of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND⁶
Mar 12, 2026Bought 220 shares at $11.39 of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND⁷
Mar 6, 2026Bought 4,180 shares at $11.59 of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND⁸
Mar 6, 2026Sold 3,000 shares at $15.85 of Guggenheim Active Allocation Fund⁴
Nov 4, 2025Bought 380 shares at $13.08 of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND⁹
Oct 30, 2025Bought 1,580 shares at $13.02 of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND¹⁰
Oct 17, 2024Bought 3,785 shares at $11.28 of ADVENT CONVERTIBLE & INCOME FUND⁵
Oct 3, 2024Sold 500 shares at $16.45 of Guggenheim Active Allocation Fund¹¹
Jul 2, 2024Sold 5,849 shares at $15.02 of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND¹²
Feb 1, 2024Sold 10,000 shares at $13.95 of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND¹³
Jan 30, 2024Bought 385 shares at $14.50 of Guggenheim Active Allocation Fund¹⁴
Jan 5, 2024Sold 20,000 shares at $13.60 of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND¹⁵
Dec 13, 2023Sold 6,000 shares at $13.67 of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND¹⁶
Dec 13, 2023Bought 5,880 shares at $13.92 of Guggenheim Active Allocation Fund¹⁷
Dec 8, 2023Sold 2,000 shares at $13.86 of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND¹⁸
Dec 8, 2023Bought 2,000 shares at $14.07 of Guggenheim Active Allocation Fund¹⁹
Dec 7, 2023Sold 8,000 shares at $13.71 of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND²⁰
Dec 7, 2023Bought 7,725 shares at $14.12 of Guggenheim Active Allocation Fund²¹
Dec 6, 2023Sold 16,000 shares at $13.66 of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND²²
Dec 6, 2023Bought 14,705 shares at $14.01 of Guggenheim Active Allocation Fund²³
Dec 5, 2023Sold 20,000 shares at $13.47 of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND²⁴
Dec 5, 2023Bought 6,000 shares at $13.92 of Guggenheim Active Allocation Fund²⁵
Dec 4, 2023Sold 3,000 shares at $13.36 of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND²⁶
Dec 1, 2023Sold 6,211 shares at $13.36 of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND²⁷
Nov 30, 2023Sold 10,000 shares at $13.30 of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND²⁸

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARADVENT CONVERTIBLE & INCOME FUND, Board member
2
SEC EDGARGUGGENHEIM STRATEGIC OPPORTUNITIES FUND, Board member
3
SEC EDGARGuggenheim Active Allocation Fund, Board member
4
SEC EDGARGuggenheim Active Allocation Fund shares after the filing of Mar 6, 2026
5
SEC EDGARADVENT CONVERTIBLE & INCOME FUND shares after the filing of Oct 17, 2024
6
SEC EDGARGUGGENHEIM STRATEGIC OPPORTUNITIES FUND shares after the filing of Mar 12, 2026
7
SEC EDGARForm 4 filed Mar 13, 2026
8
SEC EDGARForm 4 filed Mar 9, 2026
9
SEC EDGARForm 4 filed Nov 4, 2025
10
SEC EDGARForm 4 filed Oct 30, 2025
11
SEC EDGARForm 4 filed Oct 4, 2024
12
SEC EDGARForm 4 filed Jul 3, 2024
13
SEC EDGARForm 4 filed Feb 1, 2024
14
SEC EDGARForm 4 filed Jan 30, 2024
15
SEC EDGARForm 4 filed Jan 5, 2024
16
SEC EDGARForm 4 filed Dec 13, 2023
17
SEC EDGARForm 4 filed Dec 13, 2023
18
SEC EDGARForm 4 filed Dec 11, 2023
19
SEC EDGARForm 4 filed Dec 11, 2023
20
SEC EDGARForm 4 filed Dec 8, 2023
21
SEC EDGARForm 4 filed Dec 8, 2023
22
SEC EDGARForm 4 filed Dec 7, 2023
23
SEC EDGARForm 4 filed Dec 7, 2023
24
SEC EDGARForm 4 filed Dec 6, 2023
25
SEC EDGARForm 4 filed Dec 6, 2023
26
SEC EDGARForm 4 filed Dec 4, 2023
27
SEC EDGARForm 4 filed Dec 4, 2023
28
SEC EDGARForm 4 filed Nov 30, 2023