GOF on NYSE

GUGGENHEIM STRATEGIC OPPORTUNITIES FUND

Fund registered in the United States, based in Chicago, active since 2006. Summary from the record

Price unavailable

Last updated Oct 19, 2026.

Overview

Compare with another stock.

  • TickerGOF on NYSE2
  • HeadquartersChicago, United States2
  • Incorporated inDE3
  • Business address227 West Monroe Street, Chicago, Il 606063
  • Legal formFUND2
  • Kind of organizationFund2
  • LEI549300ZOXRKM68J8NB632
  • StatusActive2
  • LEI statusIssued and current2
  • Registered addressC/O THE CORPORATION TRUST COMPANY, 19801 Wilmington, United States2
  • Registered withSecurities and Exchange Commission, 00013809362

See how the biggest companies compare on our leaderboards

Leadership

Who has led GUGGENHEIM STRATEGIC OPPORTUNITIES FUND, and when. Pick a name to see everywhere that person has worked.

Chief executive

  1. Nicholas Dalmaso2007
  2. Brian E. Binder2018–now

President

  1. Brian E. Binder2018–now

Chief financial officer

  1. Bruce Albelda2010
2010201520202025
Board members and other officers (32)

Former names

  • Claymore/Guggenheim Strategic Opportunities FundJun 26, 2007 to Mar 16, 20113
  • Claymore Strategic Opportunities FundNov 14, 2006 to May 31, 20073

Timeline

  1. Apr 5, 2018New chief executive Brian E. Binder becomes CEO4
  2. Jul 11, 2007New chief executive Nicholas Dalmaso becomes CEO5
  3. Nov 13, 2006Founded GUGGENHEIM STRATEGIC OPPORTUNITIES FUND is founded2

Filings

121 filings to the SEC since October 2021: 6 major events, 37 insider forms, 78 other. The latest 20:

  1. Sep 18, 202640-17G COMBINED 40-17G FILING EDGAR
  2. Aug 24, 2026N-PX EDGAR
  3. Aug 14, 2026N-CEN EDGAR
  4. Aug 7, 2026N-CSR GOF EDGAR
  5. Jul 22, 2026NPORT-P EDGAR
  6. Jun 23, 20264 EDGAR
  7. May 28, 2026APP ORDR EDGAR
  8. May 1, 2026APP NTC EDGAR
  9. Apr 30, 202640-APP/A EDGAR
  10. Apr 30, 20264 EDGAR
  11. Apr 29, 2026NPORT-P EDGAR
  12. Apr 17, 2026APP WDG EDGAR
  13. Apr 13, 202640-APP/A EDGAR
  14. Apr 13, 2026APP WD EDGAR
  15. Apr 1, 202640-APP 40APP EDGAR
  16. Mar 19, 20264 EDGAR
  17. Mar 13, 20264 EDGAR
  18. Mar 9, 20264 EDGAR
  19. Feb 26, 2026DEF 14A CEF PROXY EDGAR
  20. Feb 3, 2026N-CSRS GOF EDGAR

The 121 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

35 open-market trades by officers, directors and large owners since October 2021: 11 buys and 24 sales. Grants, option exercises and gifts are left out.

DateWhoTradeSharesPriceValueFiling
Jun 23, 2026Binder Brian E.President and CEOBuy4,704$10.63$50.0KForm 4
Apr 30, 2026LYDON THOMAS F JRDirectorBuy8,710$11.45$99.7KForm 4
Mar 12, 2026Barnes Randall CDirectorBuy220$11.39$2.5KForm 4
Mar 12, 2026Barnes Randall CDirectorBuy220$11.39$2.5KForm 4
Mar 6, 2026Barnes Randall CDirectorBuy4,180$11.59$48.4KForm 4
Dec 18, 2025NYBERG RONALDDirectorBuy412$12.13$5.0KForm 4
Nov 4, 2025Barnes Randall CDirectorBuy380$13.08$5.0KForm 4
Oct 30, 2025Barnes Randall CDirectorBuy1,580$13.02$20.6KForm 4
Sep 3, 2024Brock-Kyle AngelaDirectorBuy944$15.37$14.5KForm 4
Jul 2, 2024Barnes Randall CDirectorSale5,849$15.02$87.9KForm 4
Feb 1, 2024Barnes Randall CDirectorSale10,000$13.95$139.5KForm 4
Jan 5, 2024Barnes Randall CDirectorSale20,000$13.60$272.0KForm 4
Dec 13, 2023Barnes Randall CDirectorSale6,000$13.67$82.0KForm 4
Dec 8, 2023Barnes Randall CDirectorSale2,000$13.86$27.7KForm 4
Dec 7, 2023Barnes Randall CDirectorSale8,000$13.71$109.7KForm 4
Dec 6, 2023Barnes Randall CDirectorSale16,000$13.66$218.6KForm 4
Dec 5, 2023Barnes Randall CDirectorSale20,000$13.47$269.4KForm 4
Dec 4, 2023Barnes Randall CDirectorSale3,000$13.36$40.1KForm 4
Dec 1, 2023Barnes Randall CDirectorSale6,211$13.36$83.0KForm 4
Nov 30, 2023Barnes Randall CDirectorSale10,000$13.30$133.0KForm 4

All 35 trades can be filtered by person here when JavaScript is on.

From Forms 4 filed with the SEC.

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 100. Change is in shares since the quarter before.

FundSharesValueShare of the fundChange
Morgan Stanley6,845,822$74.8M0.0%−1,291,380
Rivernorth Capital Management, LLC2,666,430$29.1M1.4%+778,095
Estate Planners Group, LLC2,464,791$26.9M12.2%+94,176
LPL Financial LLC2,448,496$26.7M0.0%−69,107
Verus Capital Partners, LLC2,402,001$26.2M1.4%−75,087
UBS Group AG2,071,032$22.6M0.0%+153,820
Kera Capital Partners, Inc.1,787,381$19.5M1.9%+1,749,184
Envestnet Asset Management Inc1,734,753$18.9M0.0%+266,774
Invesco Ltd.1,568,820$17.1M0.0%+111,029
Cetera Investment Advisers1,562,805$17.1M0.0%+311,506
Royal Bank Of Canada1,455,400$15.9M0.0%+309,575
Thomas J. Herzfeld Advisors, Inc.1,336,680$14.6M4.5%+321,280
Osaic Holdings, Inc.1,335,061$14.6M0.0%+268,126
Logan Stone Capital, LLC1,204,833$13.2M2.8%−94,270
Raymond James Financial Inc955,315$10.4M0.0%+176,023
CreativeOne Wealth, LLC948,818$10.4M0.2%+2,003
Mml Investors Services, LLC936,545$10.2M0.0%+94,537
Secure Asset Management, LLC631,456$6.9M1.0%+8,013
Bank Of America Corp /de/627,834$6.9M0.0%+24,499
Integrated Wealth Concepts LLC554,462$6.1M0.0%+280,641
Petra Financial Advisors Inc476,910$5.2M2.4%+7,531
Truist Financial Corp476,318$5.2M0.0%−88,142
Advisory Solutions Group, LLC472,129$5.2M1.8%New
Arax Advisory Partners328,860$3.6M0.0%+326,863
Retirement Planning Group, LLC328,435$3.6M0.1%+81,697

13F reports cover disclosed long positions in U.S. stocks only.

Sources

The numbers on this page point here. Each one links to the record it came from.

  1. 1
  2. 2
  3. 3
  4. 4
  5. 5
  6. 6
  7. 7
  8. 8
  9. 9
  10. 10
  11. 11
  12. 12
  13. 13
  14. 14
  15. 15
  16. 16
  17. 17
  18. 18
  19. 19
  20. 20
  21. 21
  22. 22
  23. 23
  24. 24
  25. 25
  26. 26
  27. 27
  28. 28
  29. 29
  30. 30
  31. 31
  32. 32
  33. 33
  34. 34
  35. 35
  36. 36