Ronald E. Toupin Jr.

Director, GUGGENHEIM STRATEGIC OPPORTUNITIES FUND.

Companies

Guggenheim Active Allocation FundBoard member Jan 3, 2023 to now¹
GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDBoard member Mar 13, 2023 to Mar 14, 2023²

Holdings

Stock this person has reported owning, from the forms officers and directors file with the SEC. See the biggest insider stakes.

Shares held

Guggenheim Active Allocation Fund GUG13,617 shares³$186.4K at $13.69Apr 1, 2025
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND GOF15,294 shares⁴$129.5K at $8.47Mar 13, 2023

As of each latest filing. The line shows shares held over time.

Recent filings

Apr 1, 2025Bought 1,500 shares at $15.10 of Guggenheim Active Allocation Fund³
Apr 1, 2024Bought 194 shares at $14.65 of Guggenheim Active Allocation Fund⁵
Dec 29, 2023Bought 200 shares at $14.67 of Guggenheim Active Allocation Fund⁶
Nov 30, 2023Bought 200 shares at $13.73 of Guggenheim Active Allocation Fund⁷
Oct 31, 2023Bought 220 shares at $13.04 of Guggenheim Active Allocation Fund⁸
Sep 29, 2023Bought 215 shares at $13.54 of Guggenheim Active Allocation Fund⁹
Sep 1, 2023Bought 202 shares at $14.10 of Guggenheim Active Allocation Fund¹⁰
Jul 31, 2023Bought 202 shares at $14.23 of Guggenheim Active Allocation Fund¹¹
Jul 5, 2023Bought 202 shares at $14.30 of Guggenheim Active Allocation Fund¹²
Jun 1, 2023Bought 215 shares at $13.90 of Guggenheim Active Allocation Fund¹³
Apr 28, 2023Bought 200 shares at $14.03 of Guggenheim Active Allocation Fund¹⁴
Apr 6, 2023Bought 250 shares at $14.18 of Guggenheim Active Allocation Fund¹⁵
Mar 13, 2023Other of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND⁴
Mar 13, 2023Bought 245 shares at $13.98 of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND¹⁶
Mar 13, 2023Bought 245 shares at $13.98 of Guggenheim Active Allocation Fund¹⁷
Feb 3, 2023Bought 189 shares at $15.07 of Guggenheim Active Allocation Fund¹⁸
Dec 30, 2022Bought 0 shares at $0.30 of Guggenheim Active Allocation Fund¹⁹
Dec 30, 2022Bought 1 shares at $13.45 of Guggenheim Active Allocation Fund¹⁹
Dec 30, 2022Bought 248 shares at $13.45 of Guggenheim Active Allocation Fund¹⁹
Oct 12, 2022Bought 100 shares at $15.49 of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust²⁰
Oct 12, 2022Bought 1 shares at $13.69 of Guggenheim Active Allocation Fund²¹
Oct 12, 2022Bought 200 shares at $15.50 of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust²⁰
Oct 12, 2022Bought 1,000 shares at $13.68 of Guggenheim Active Allocation Fund²¹
Oct 12, 2022Sold 2,000 shares at $15.50 of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND²²
Oct 12, 2022Bought 700 shares at $15.49 of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust²⁰

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARGuggenheim Active Allocation Fund, Board member
2
SEC EDGARGUGGENHEIM STRATEGIC OPPORTUNITIES FUND, Board member
3
SEC EDGARGuggenheim Active Allocation Fund shares after the filing of Apr 1, 2025
4
SEC EDGARGUGGENHEIM STRATEGIC OPPORTUNITIES FUND shares after the filing of Mar 13, 2023
5
SEC EDGARForm 4 filed Apr 1, 2024
6
SEC EDGARForm 4 filed Dec 29, 2023
7
SEC EDGARForm 4 filed Nov 30, 2023
8
SEC EDGARForm 4 filed Oct 31, 2023
9
SEC EDGARForm 4 filed Sep 29, 2023
10
SEC EDGARForm 4 filed Sep 1, 2023
11
SEC EDGARForm 4 filed Jul 31, 2023
12
SEC EDGARForm 4 filed Jul 5, 2023
13
SEC EDGARForm 4 filed Jun 1, 2023
14
SEC EDGARForm 4 filed Apr 28, 2023
15
SEC EDGARForm 4 filed Apr 10, 2023
16
SEC EDGARForm 4 filed Mar 13, 2023
17
SEC EDGARForm 4 filed Mar 13, 2023
18
SEC EDGARForm 4 filed Feb 3, 2023
19
SEC EDGARForm 4 filed Jan 3, 2023
20
SEC EDGARForm 4 filed Oct 12, 2022
21
SEC EDGARForm 4 filed Oct 12, 2022
22
SEC EDGARForm 4 filed Oct 12, 2022